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Judith H Raffety

FOCUS FINANCIAL ADVISORS, INC.·ROCKFORD, Illinois
Clean recordFOCUS FINANCIAL ADVISORS, INC.
6870 ROTE ROAD, ROCKFORD, IL 61107-2690CRD# 6929506Firm CRD# 105038

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Judith H Raffety · ROCKFORD, IL
Registration
CRD #6929506 · FOCUS FINANCIAL ADVISORS, INC.
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Judith H Raffety is a registered financial advisor based in ROCKFORD, Illinois, affiliated with FOCUS FINANCIAL ADVISORS, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
FOCUS FINANCIAL ADVISORS, INC.
FOCUS FINANCIAL ADVISORS, INC.
AUM
$100M
Regulatory assets under management
Employees
3
Total firm employees
View all advisors at FOCUS FINANCIAL ADVISORS, INC. →
Services
Financial planning
Portfolio management (individuals)
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 6929506
Firm CRD# 105038
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Judith H Raffety offer?
Judith H Raffety specializes in Financial Planning, Investment Management. Contact their office in ROCKFORD, Illinois for a consultation.
What are Judith H Raffety's credentials?
Judith H Raffety is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Judith H Raffety located?
Judith H Raffety is based in ROCKFORD, Illinois, working with FOCUS FINANCIAL ADVISORS, INC.. Their office serves clients in the ROCKFORD metropolitan area and surrounding communities.
How does Judith H Raffety charge for services?
Judith H Raffety's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FOCUS FINANCIAL ADVISORS, INC.?
FOCUS FINANCIAL ADVISORS, INC. has approximately 3 employees and manages $100M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at FOCUS FINANCIAL ADVISORS, INC.

Frederick E. Raffety
ROCKFORD, IL

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