Unclaimed Profile

Pamela Sue Fritz

MWA FINANCIAL SERVICES, INC.·ROCK ISLAND, Illinois

SIE, Series 6, Series 7, Series 24, Series 53, Series 63, Series 65Clean record22 years registeredMWA FINANCIAL SERVICES, INC.

1701 1ST AVENUE, ROCK ISLAND, IL 61204-4116CRD# 1869421Firm CRD# 112630

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Pamela Sue Fritz · ROCK ISLAND, IL

Registration

CRD #1869421 · MWA FINANCIAL SERVICES, INC. · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: MWA FINANCIAL SERVICES, INC.

MWA FINANCIAL SERVICES, INC.

Feb 2004 – Apr 2018

ROCK ISLAND, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 53

Series 63

Series 65

Registration record

First registered · February 27, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MWA FINANCIAL SERVICES, INC.

CRD 112630 · SEC 801-107091

AUM

$216M

Regulatory assets under management

Employees

685

1,432 client accounts

Services offered by MWA FINANCIAL SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at MWA FINANCIAL SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does Pamela Sue Fritz offer?

Pamela Sue Fritz specializes in Financial Planning, Investment Management, Wealth Management.

What are Pamela Sue Fritz's credentials?

Pamela Sue Fritz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Pamela Sue Fritz located?

Pamela Sue Fritz is based in ROCK ISLAND, Illinois, last registered with MWA FINANCIAL SERVICES, INC..

How does Pamela Sue Fritz charge for services?

Pamela Sue Fritz's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MWA FINANCIAL SERVICES, INC.?

MWA FINANCIAL SERVICES, INC. has approximately 685 employees and manages $216M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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