AdvisorOS Directory
Claim Profile
Unclaimed Profile
GH

Gerald Allen Horwitz

HORWITZ & ASSOCIATES, INC.·RIVERWOODS, Illinois
SIE, Series 1, Series 7TO, Series 40, Series 55, Series 6338 years registeredHORWITZ & ASSOCIATES, INC.
2610 LAKE COOK RD., RIVERWOODS, IL 60015CRD# 250612Firm CRD# 5611

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Gerald Allen Horwitz · RIVERWOODS, IL
Registration
CRD #250612 · HORWITZ & ASSOCIATES, INC. · 38 years registered
Brand Profile
Not yet started
01

Career History

E. A. HORWITZ LLC
May 2013 – present
HORWITZ & ASSOCIATES, INC.
Jun 1988 – Mar 2013
RIVERWOODS, IL
02

Registrations & Exams

FINRA examinations passed
SIE
Series 1
Series 7TO
Series 40
Series 55
Series 63
Registration record
First registered · June 14, 1988
Years registered · 38
03

Disclosure History

1990Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
INSIGHT SECURITIES, INC.
CRD 5611 · SEC 801-12999
AUM
$148M
Regulatory assets under management
Employees
23
62 client accounts
Services offered by INSIGHT SECURITIES, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at INSIGHT SECURITIES, INC. →
Introduction

Speak with Gerald Allen

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Gerald Allen is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in RIVERWOODS?

Browse all registered financial advisors in RIVERWOODS, Illinois or claim this profile if it's yours.

Browse RIVERWOODS AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Gerald Allen Horwitz offer?
Gerald Allen Horwitz specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in RIVERWOODS, Illinois for a consultation.
What are Gerald Allen Horwitz's credentials?
Gerald Allen Horwitz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Gerald Allen Horwitz located?
Gerald Allen Horwitz is based in RIVERWOODS, Illinois, working with HORWITZ & ASSOCIATES, INC.. Their office serves clients in the RIVERWOODS metropolitan area and surrounding communities.
How does Gerald Allen Horwitz charge for services?
Gerald Allen Horwitz's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HORWITZ & ASSOCIATES, INC.?
HORWITZ & ASSOCIATES, INC. has approximately 23 employees and manages $148M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at HORWITZ & ASSOCIATES, INC.

Michael Hunt Legette
RIVERWOODS, IL
Carlos Javier Legaspy
HIGHLAND PARK, IL
James J Kim
HIGHLAND PARK, IL
Michael Joseph Mr. Makula
HIGHLAND PARK, IL
Ross Jeffrey Greenspan
HIGHLAND PARK, IL
William Bruce Amoruso
HIGHLAND PARK, IL

More Advisors in RIVERWOODS, Illinois

Henry Phillip Becker
H.P. Becker & Co·RIVERWOODS, IL
Joseph Douglas Ogrin
HORWITZ & ASSOCIATES, INC.·RIVERWOODS, IL

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Illinois
CHICAGO (1395)NAPERVILLE (72)DOWNERS GROVE (62)OAK BROOK (56)NORTHBROOK (52)WHEATON (44)DEERFIELD (42)ROCKFORD (36)EVANSTON (34)SPRINGFIELD (34)
City Guides
CHICAGO GuideNAPERVILLE GuideDOWNERS GROVE GuideOAK BROOK GuideNORTHBROOK Guide
Research
Advisor Fees in IllinoisNational Fee Analysis
Request removal of this profile