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Denzil Alan Locke

LOCKE FINANCIAL SERVICES, INC.·PALATINE, Illinois
Clean recordLOCKE FINANCIAL SERVICES, INC.
662 N. FIRST BANK DRIVE, PALATINE, IL 60067CRD# 1660024Firm CRD# 117611

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Denzil Alan Locke · PALATINE, IL
Registration
CRD #1660024 · LOCKE FINANCIAL SERVICES, INC.
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Denzil Alan Locke is a registered financial advisor based in PALATINE, Illinois, affiliated with LOCKE FINANCIAL SERVICES, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
LOCKE FINANCIAL SERVICES, INC.
LOCKE FINANCIAL SERVICES, INC.
AUM
$45M
Regulatory assets under management
Employees
1
Total firm employees
View all advisors at LOCKE FINANCIAL SERVICES, INC. →
Services
Financial planning
Portfolio management (individuals)
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 1660024
Firm CRD# 117611
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Denzil Alan Locke offer?
Denzil Alan Locke specializes in Financial Planning, Investment Management. Contact their office in PALATINE, Illinois for a consultation.
What are Denzil Alan Locke's credentials?
Denzil Alan Locke is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Denzil Alan Locke located?
Denzil Alan Locke is based in PALATINE, Illinois, working with LOCKE FINANCIAL SERVICES, INC.. Their office serves clients in the PALATINE metropolitan area and surrounding communities.
How does Denzil Alan Locke charge for services?
Denzil Alan Locke's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is LOCKE FINANCIAL SERVICES, INC.?
LOCKE FINANCIAL SERVICES, INC. has approximately 1 employees and manages $45M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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