Unclaimed Profile

Denzil Alan Locke

LOCKE FINANCIAL SERVICES, INC.·PALATINE, Illinois

SIE, Series 6, Series 7, Series 63, Series 6527 years registeredLOCKE FINANCIAL SERVICES, INC.

662 N. FIRST BANK DRIVE, PALATINE, IL 60067CRD# 1660024Firm CRD# 117611

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Denzil Alan Locke · PALATINE, IL

Registration

CRD #1660024 · LOCKE FINANCIAL SERVICES, INC. · 27 years registered

Brand Profile

Not yet started

Career History

LOCKE FINANCIAL SERVICES, INC.

May 2016 – present

AMERIPRISE FINANCIAL SERVICES, INC.

Jul 2015 – May 2016

LAKE ZURICH, IL

LOCKE FINANCIAL SERVICES, INC.

Jan 1999 – Dec 2015

PALATINE, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · January 27, 1999

Years registered · 27

Disclosure History

2018Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, limited to the records FINRA BrokerCheck displays, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

LOCKE FINANCIAL SERVICES, INC.

CRD 117611 · SEC 801-67590

AUM

$45M

Regulatory assets under management

Employees

175 client accounts

Services offered by LOCKE FINANCIAL SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at LOCKE FINANCIAL SERVICES, INC. →

Introduction

Speak with Denzil

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Denzil is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in PALATINE?

Browse all registered financial advisors in PALATINE, Illinois or claim this profile if it's yours.

Browse PALATINE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Denzil Alan Locke offer?

Denzil Alan Locke specializes in Financial Planning, Investment Management. Contact their office in PALATINE, Illinois for a consultation.

What are Denzil Alan Locke's credentials?

Denzil Alan Locke is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Denzil Alan Locke located?

Denzil Alan Locke is based in PALATINE, Illinois, working with LOCKE FINANCIAL SERVICES, INC.. Their office serves clients in the PALATINE metropolitan area and surrounding communities.

How does Denzil Alan Locke charge for services?

Denzil Alan Locke's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LOCKE FINANCIAL SERVICES, INC.?

LOCKE FINANCIAL SERVICES, INC. has approximately 1 employees and manages $45M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →