Unclaimed Profile

Michael August Pellegrino

GOLDSTONE FINANCIAL GROUP, LLC·OAKBROOK TERRACE, Illinois

SIE, Series 6, Series 62, Series 63, Series 6515 years registeredGOLDSTONE FINANCIAL GROUP, LLC

18W140 BUTTERFIELD ROAD, OAKBROOK TERRACE, IL 60181CRD# 5900843Firm CRD# 222520

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael August Pellegrino · OAKBROOK TERRACE, IL

Registration

CRD #5900843 · GOLDSTONE FINANCIAL GROUP, LLC · 15 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: GOLDSTONE FINANCIAL GROUP, LLC

GOLDSTONE FINANCIAL GROUP, LLC

Aug 2015 – Mar 2022

OAKBROOK TERRACE, IL

BROOKSTONE CAPITAL MANAGEMENT LLC

Mar 2011 – Dec 2015

OAKBROOK TERRACE, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 62

Series 63

Series 65

Registration record

First registered · March 11, 2011

Years registered · 15

Disclosure History

2022Employment Separation After Allegations

2022Regulatory·Final

2021Regulatory·Final

2019Customer Dispute·Award / Judgment

2019Customer Dispute·Pending

2019Customer Dispute·Withdrawn

2018Customer Dispute·Pending

2016Customer Dispute·Closed-No Action

2015Customer Dispute·Closed-No Action

15 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

GOLDSTONE FINANCIAL GROUP, LLC

CRD 222520 · SEC 801-99350

AUM

$755M

Regulatory assets under management

Employees

3,576 client accounts

Services offered by GOLDSTONE FINANCIAL GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at GOLDSTONE FINANCIAL GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Michael August Pellegrino offer?

Michael August Pellegrino specializes in Financial Planning, Investment Management.

What are Michael August Pellegrino's credentials?

Michael August Pellegrino is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael August Pellegrino located?

Michael August Pellegrino is based in OAKBROOK TERRACE, Illinois, last registered with GOLDSTONE FINANCIAL GROUP, LLC.

How does Michael August Pellegrino charge for services?

Michael August Pellegrino's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GOLDSTONE FINANCIAL GROUP, LLC?

GOLDSTONE FINANCIAL GROUP, LLC has approximately 12 employees and manages $755M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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