Unclaimed Profile

Frederick Alfred Newell

HARVEST INVESTMENT SERVICES, LLC·OAKBROOK TERRACE, Illinois

SIE, Series 7, Series 24, Series 66Clean record19 years registeredHARVEST INVESTMENT SERVICES, LLC

1 TRANSAM PLAZA DRIVE, OAKBROOK TERRACE, IL 60181-4285CRD# 4889812Firm CRD# 159390

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Frederick Alfred Newell · OAKBROOK TERRACE, IL

Registration

CRD #4889812 · HARVEST INVESTMENT SERVICES, LLC · 19 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: HARVEST INVESTMENT SERVICES, LLC

HARVEST INVESTMENT SERVICES, LLC

Feb 2012 – Aug 2023

OAKBROOK TERRACE, IL

INVESTMENT ADVISORS

Jun 2007 – Jun 2012

OAKBROOK TERRACE, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 66

Registration record

First registered · June 11, 2007

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HARVEST INVESTMENT SERVICES, LLC

CRD 159390 · SEC 801-79232

AUM

$282M

Regulatory assets under management

Employees

2,862 client accounts

Services offered by HARVEST INVESTMENT SERVICES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at HARVEST INVESTMENT SERVICES, LLC →

Introduction

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Frequently Asked Questions

What services does Frederick Alfred Newell offer?

Frederick Alfred Newell specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management.

What are Frederick Alfred Newell's credentials?

Frederick Alfred Newell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Frederick Alfred Newell located?

Frederick Alfred Newell is based in OAKBROOK TERRACE, Illinois, last registered with HARVEST INVESTMENT SERVICES, LLC.

How does Frederick Alfred Newell charge for services?

Frederick Alfred Newell's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HARVEST INVESTMENT SERVICES, LLC?

HARVEST INVESTMENT SERVICES, LLC has approximately 28 employees and manages $282M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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