Unclaimed Profile

Charles Louis Rizzo

RH FINANCIAL GROUP, LLC·OAK BROOK, Illinois

SIE, Series 7, Series 24, Series 63, Series 66CFP25 years registeredRH FINANCIAL GROUP, LLC

2015 SPRING ROAD, SUITE 255, OAK BROOK, IL 60523CRD# 1123363Firm CRD# 152830

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Charles Louis Rizzo · OAK BROOK, IL

Registration

CRD #1123363 · RH FINANCIAL GROUP, LLC · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: RH FINANCIAL GROUP, LLC

FAIRHAVEN WEALTH MANAGEMENT, LLC

Jan 2016 – Feb 2016

OAK BROOK, IL

AMERICAN PORTFOLIOS ADVISORS, INC

Apr 2012 – Dec 2014

HOLBROOK, NY

RH FINANCIAL GROUP, LLC

Jan 2010 – Dec 2015

OAK BROOK, IL

RESULTS ONE FINANCIAL, LLC

Dec 2000 – Mar 2010

ELMHURST, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 66

Registration record

First registered · December 5, 2000

Years registered · 25

Professional designation · CFP

Disclosure History

2013Customer Dispute·Award / Judgment

2011Regulatory·Final

1989Regulatory·Final

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

RH FINANCIAL GROUP, LLC

CRD 152830 · SEC 801-71039

AUM

$76M

Regulatory assets under management

Employees

540 client accounts

Services offered by RH FINANCIAL GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at RH FINANCIAL GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Charles Louis Rizzo offer?

Charles Louis Rizzo specializes in Financial Planning, Investment Management.

What are Charles Louis Rizzo's credentials?

Charles Louis Rizzo holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Charles Louis Rizzo located?

Charles Louis Rizzo is based in OAK BROOK, Illinois, last registered with RH FINANCIAL GROUP, LLC.

How does Charles Louis Rizzo charge for services?

Charles Louis Rizzo's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RH FINANCIAL GROUP, LLC?

RH FINANCIAL GROUP, LLC has approximately 9 employees and manages $76M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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