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Stephen Walter Mack

MACK INVESTMENT SECURITIES, INC.·NORTHFIELD, Illinois
Unclaimed Profile
211 WAUKEGAN ROAD, NORTHFIELD, IL 60093CRD# 1007322Firm CRD# 17643
01

About

Stephen Walter Mack is a registered financial advisor based in NORTHFIELD, Illinois, affiliated with MACK INVESTMENT SECURITIES, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
MACK INVESTMENT SECURITIES, INC.
MACK INVESTMENT SECURITIES, INC.
AUM
$222M
Regulatory assets under management
Employees
7
Total firm employees
Services
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Market timing services
Other advisory services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Commissions
Regulatory
SEC/IARD CRD# 1007322
Firm CRD# 17643
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Stephen Walter Mack offer?
Stephen Walter Mack specializes in Financial Planning, Investment Management. Contact their office in NORTHFIELD, Illinois for a consultation.
What are Stephen Walter Mack's credentials?
Stephen Walter Mack is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Stephen Walter Mack located?
Stephen Walter Mack is based in NORTHFIELD, Illinois, working with MACK INVESTMENT SECURITIES, INC.. Their office serves clients in the NORTHFIELD metropolitan area and surrounding communities.
How does Stephen Walter Mack charge for services?
Stephen Walter Mack's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is MACK INVESTMENT SECURITIES, INC.?
MACK INVESTMENT SECURITIES, INC. has approximately 7 employees and manages $222M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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