Unclaimed Profile

Stephen Walter Mack

MACK INVESTMENT SECURITIES, INC.·NORTHFIELD, Illinois

SIE, Series 4, Series 5, Series 7, Series 8, Series 14, Series 15, Series 24, Series 52TO, Series 53, Series 63, Series 99TOCFPClean record28 years registeredMACK INVESTMENT SECURITIES, INC.

211 WAUKEGAN ROAD, NORTHFIELD, IL 60093CRD# 1007322Firm CRD# 17643

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stephen Walter Mack · NORTHFIELD, IL

Registration

CRD #1007322 · MACK INVESTMENT SECURITIES, INC. · 28 years registered

Brand Profile

Not yet started

Career History

MACK INVESTMENT SECURITIES, INC.

Jul 1998 – present

HERITAGE CAPITAL MANAGEMENT INC

Jan 1998 – Dec 2008

GLENVIEW, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 5

Series 7

Series 8

Series 14

Series 15

Series 24

Series 52TO

Series 53

Series 63

Series 99TO

Registration record

First registered · January 12, 1998

Years registered · 28

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MACK INVESTMENT SECURITIES, INC.

CRD 17643 · SEC 801-29570

AUM

$222M

Regulatory assets under management

Employees

1,009 client accounts

Services offered by MACK INVESTMENT SECURITIES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Market timing services

Other advisory services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at MACK INVESTMENT SECURITIES, INC. →

Introduction

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Frequently Asked Questions

What services does Stephen Walter Mack offer?

Stephen Walter Mack specializes in Financial Planning, Investment Management. Contact their office in NORTHFIELD, Illinois for a consultation.

What are Stephen Walter Mack's credentials?

Stephen Walter Mack holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Stephen Walter Mack located?

Stephen Walter Mack is based in NORTHFIELD, Illinois, working with MACK INVESTMENT SECURITIES, INC.. Their office serves clients in the NORTHFIELD metropolitan area and surrounding communities.

How does Stephen Walter Mack charge for services?

Stephen Walter Mack's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MACK INVESTMENT SECURITIES, INC.?

MACK INVESTMENT SECURITIES, INC. has approximately 7 employees and manages $222M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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