Unclaimed Profile

Hai Huy Vu

BRENTVIEW INVESTMENT MANAGEMENT, LLC·NORTHFIELD, Illinois

Series 7, Series 63, Series 87Clean record18 years registeredBRENTVIEW INVESTMENT MANAGEMENT, LLC

ONE NORTHFIELD PLAZA, NORTHFIELD, IL 60093CRD# 4340547Firm CRD# 300409

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Hai Huy Vu · NORTHFIELD, IL

Registration

CRD #4340547 · BRENTVIEW INVESTMENT MANAGEMENT, LLC · 18 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: BRENTVIEW INVESTMENT MANAGEMENT, LLC

BRENTVIEW INVESTMENT MANAGEMENT, LLC

Jan 2020 – Jan 2026

Los Angeles, CA

SANTA BARBARA ASSET MANAGEMENT, LLC

Jun 2008 – Aug 2019

LOS ANGELES, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 87

Registration record

First registered · June 19, 2008

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BRENTVIEW INVESTMENT MANAGEMENT, LLC

CRD 300409 · SEC 801-118493

AUM

$224M

Regulatory assets under management

Employees

173 client accounts

Services offered by BRENTVIEW INVESTMENT MANAGEMENT, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at BRENTVIEW INVESTMENT MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Hai Huy Vu offer?

Hai Huy Vu specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are Hai Huy Vu's credentials?

Hai Huy Vu is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Hai Huy Vu located?

Hai Huy Vu is based in NORTHFIELD, Illinois, last registered with BRENTVIEW INVESTMENT MANAGEMENT, LLC.

How does Hai Huy Vu charge for services?

Hai Huy Vu's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BRENTVIEW INVESTMENT MANAGEMENT, LLC?

BRENTVIEW INVESTMENT MANAGEMENT, LLC has approximately 7 employees and manages $224M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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