Unclaimed Profile

Ellen Shayman Rogin

STRATEGIC FINANCIAL DESIGNS, INC.·NORTHFIELD, Illinois

SIE, Series 7, Series 24, Series 63, Series 65CFPClean record28 years registeredSTRATEGIC FINANCIAL DESIGNS, INC.

1780 ASH STREET, NORTHFIELD, IL 60093CRD# 1725128Firm CRD# 122898

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ellen Shayman Rogin · NORTHFIELD, IL

Registration

CRD #1725128 · STRATEGIC FINANCIAL DESIGNS, INC. · 28 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: STRATEGIC FINANCIAL DESIGNS, INC.

FSC SECURITIES CORPORATION

Jun 2018 – Jul 2019

NORTHFIELD, IL

FSC SECURITIES CORPORATION

Mar 2008 – Apr 2008

NORTHFIELD, IL

STRATEGIC FINANCIAL DESIGNS, INC.

Aug 1998 – Jul 2019

NORTHFIELD, IL

FSC SECURITIES CORPORATION

Oct 1997 – Jul 2005

NORTHFIELD, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · October 19, 1997

Years registered · 28

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

STRATEGIC FINANCIAL DESIGNS, INC.

CRD 122898 · SEC 801-67096

AUM

$65M

Regulatory assets under management

Employees

332 client accounts

Services offered by STRATEGIC FINANCIAL DESIGNS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at STRATEGIC FINANCIAL DESIGNS, INC. →

Introduction

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Frequently Asked Questions

What services does Ellen Shayman Rogin offer?

Ellen Shayman Rogin specializes in Financial Planning, Investment Management, Wealth Management.

What are Ellen Shayman Rogin's credentials?

Ellen Shayman Rogin holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Ellen Shayman Rogin located?

Ellen Shayman Rogin is based in NORTHFIELD, Illinois, last registered with STRATEGIC FINANCIAL DESIGNS, INC..

How does Ellen Shayman Rogin charge for services?

Ellen Shayman Rogin's firm is compensated through percentage of aum, hourly charges, subscription fees, other: third party advisory fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is STRATEGIC FINANCIAL DESIGNS, INC.?

STRATEGIC FINANCIAL DESIGNS, INC. has approximately 1 employees and manages $65M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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