Unclaimed Profile

David Lee Steinberg

DLS CAPITAL MANAGEMENT LLC·NORTHFIELD, Illinois

Series 3, Series 5, Series 7, Series 63, Series 65Clean record16 years registeredDLS CAPITAL MANAGEMENT LLC

ONE NORTHFIELD PLAZA, NORTHFIELD, IL 60093CRD# 1024872Firm CRD# 151217

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Lee Steinberg · NORTHFIELD, IL

Registration

CRD #1024872 · DLS CAPITAL MANAGEMENT LLC · 16 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: DLS CAPITAL MANAGEMENT LLC

DLS CAPITAL MANAGEMENT, LLC

Oct 2009 – Dec 2018

BANNOCKBURN, IL

Registrations & Exams

FINRA examinations passed

Series 3

Series 5

Series 7

Series 63

Series 65

Registration record

First registered · October 19, 2009

Years registered · 16

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DLS CAPITAL MANAGEMENT LLC

CRD 151217 · SEC 801-70534

AUM

$16M

Regulatory assets under management

Employees

7 client accounts

Services offered by DLS CAPITAL MANAGEMENT LLC

Per Form ADV

Portfolio management (individuals)

Pension consulting

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at DLS CAPITAL MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does David Lee Steinberg offer?

David Lee Steinberg specializes in Investment Management, Retirement Planning.

What are David Lee Steinberg's credentials?

David Lee Steinberg is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Lee Steinberg located?

David Lee Steinberg is based in NORTHFIELD, Illinois, last registered with DLS CAPITAL MANAGEMENT LLC.

How does David Lee Steinberg charge for services?

David Lee Steinberg's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DLS CAPITAL MANAGEMENT LLC?

DLS CAPITAL MANAGEMENT LLC has approximately 4 employees and manages $16M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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