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Richard Harris Sacks

BRICK CAPITAL MANAGEMENT LLC·NORTHBROOK, Illinois
Series 4, Series 5, Series 7, Series 24, Series 27, Series 53, Series 63, Series 6528 years registeredBRICK CAPITAL MANAGEMENT LLC
5 REVERE DRIVE, NORTHBROOK, IL 60062-1592CRD# 819057Firm CRD# 163659

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Richard Harris Sacks · NORTHBROOK, IL
Registration
CRD #819057 · BRICK CAPITAL MANAGEMENT LLC · 28 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: BRICK CAPITAL MANAGEMENT LLC
KAREL GORDON INVESTMENT ASSOCIATES INC
Jan 2003 – Dec 2007
NORTHBROOK, IL
KAREL GORDON INVESTMENT ASSOCIATES INC
Apr 1998 – Dec 2002
NORTHBROOK, IL
02

Registrations & Exams

FINRA examinations passed
Series 4
Series 5
Series 7
Series 24
Series 27
Series 53
Series 63
Series 65
Registration record
First registered · April 29, 1998
Years registered · 28
03

Disclosure History

1981Civil·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Introduction

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Frequently Asked Questions

What services does Richard Harris Sacks offer?
Richard Harris Sacks is a registered financial advisor in NORTHBROOK, Illinois.
What are Richard Harris Sacks's credentials?
Richard Harris Sacks is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Richard Harris Sacks located?
Richard Harris Sacks is based in NORTHBROOK, Illinois, last registered with BRICK CAPITAL MANAGEMENT LLC.
How large is BRICK CAPITAL MANAGEMENT LLC?
BRICK CAPITAL MANAGEMENT LLC is a registered investment adviser with the SEC. See their Form ADV for full details.
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