Unclaimed Profile

William Scott West

BROWN WEALTH MANAGEMENT, LLC·NAPERVILLE, Illinois

SIE, Series 7, Series 66CFPClean record10 years registeredBROWN WEALTH MANAGEMENT, LLC

1700 PARK STREET, SUITE 106, NAPERVILLE, IL 60563CRD# 6219999Firm CRD# 324695

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

William Scott West · NAPERVILLE, IL

Registration

CRD #6219999 · BROWN WEALTH MANAGEMENT, LLC · 10 years registered

Brand Profile

Not yet started

Career History

RAI WEALTH

Apr 2023 – present

SECURITIES AMERICA ADVISORS, INC.

Oct 2017 – Mar 2023

NAPERVILLE, IL

NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)

Apr 2016 – Oct 2017

NAPERVILLE, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · April 4, 2016

Years registered · 10

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BROWN WEALTH MANAGEMENT, LLC

CRD 324695 · SEC 801-127594

AUM

$326M

Regulatory assets under management

Employees

986 client accounts

Services offered by BROWN WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at BROWN WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does William Scott West offer?

William Scott West specializes in Financial Planning, Investment Management. Contact their office in NAPERVILLE, Illinois for a consultation.

What are William Scott West's credentials?

William Scott West holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is William Scott West located?

William Scott West is based in NAPERVILLE, Illinois, working with BROWN WEALTH MANAGEMENT, LLC. Their office serves clients in the NAPERVILLE metropolitan area and surrounding communities.

How does William Scott West charge for services?

William Scott West's firm is compensated through percentage of aum, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BROWN WEALTH MANAGEMENT, LLC?

BROWN WEALTH MANAGEMENT, LLC has approximately 8 employees and manages $326M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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