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Kevin Patrick Mulligan

DHJJ FINANCIAL ADVISORS, LTD.·NAPERVILLE, Illinois
Clean recordDHJJ FINANCIAL ADVISORS, LTD.
184 SHUMAN BOULEVARD, NAPERVILLE, IL 60563CRD# 7082978Firm CRD# 107034

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Kevin Patrick Mulligan · NAPERVILLE, IL
Registration
CRD #7082978 · DHJJ FINANCIAL ADVISORS, LTD.
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Kevin Patrick Mulligan is a registered financial advisor based in NAPERVILLE, Illinois, affiliated with DHJJ FINANCIAL ADVISORS, LTD.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
DHJJ FINANCIAL ADVISORS, LTD.
DHJJ FINANCIAL ADVISORS
AUM
$464M
Regulatory assets under management
Employees
10
Total firm employees
Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Other
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 7082978
Firm CRD# 107034
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Kevin Patrick Mulligan offer?
Kevin Patrick Mulligan specializes in Financial Planning, Investment Management. Contact their office in NAPERVILLE, Illinois for a consultation.
What are Kevin Patrick Mulligan's credentials?
Kevin Patrick Mulligan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Kevin Patrick Mulligan located?
Kevin Patrick Mulligan is based in NAPERVILLE, Illinois, working with DHJJ FINANCIAL ADVISORS, LTD.. Their office serves clients in the NAPERVILLE metropolitan area and surrounding communities.
How does Kevin Patrick Mulligan charge for services?
Kevin Patrick Mulligan's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is DHJJ FINANCIAL ADVISORS, LTD.?
DHJJ FINANCIAL ADVISORS, LTD. has approximately 10 employees and manages $464M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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