Unclaimed Profile

Kristopher Charles Kessler

CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC·LISLE, Illinois

SIE, Series 7, Series 24, Series 66, Series 79TO, Series 99TO23 years registeredCHICAGO CAPITAL MANAGEMENT ADVISORS, LLC

4722 MAIN STREET, LISLE, IL 60532CRD# 4543640Firm CRD# 123483

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kristopher Charles Kessler · LISLE, IL

Registration

CRD #4543640 · CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC · 23 years registered

Brand Profile

Not yet started

Career History

ASSET STRATEGIES, INC

Sep 2023 – present

CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC

Oct 2020 – present

ASSET STRATEGIES, INC

Jul 2023 – Dec 2024

LISLE, IL

WESTPARK CAPITAL, INC.

Jul 2016 – Jun 2020

Newport Beach, CA

NEWPORT COAST ASSET MANAGEMENT

Sep 2007 – Aug 2016

IRVINE, CA

BROOKSTREET CAPITAL MANAGEMENT

May 2005 – Jun 2007

IRVINE, CA

WM FINANCIAL SERVICES, INC.

Mar 2004 – May 2005

IRVINE, CA

WM FINANCIAL SERVICES, INC.

Jun 2003 – Feb 2004

SAN DIEGO, CA

AMERICAN EXPRESS FINANCIAL ADVISORS, INC.

Oct 2002 – Jun 2003

SAN DIEGO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 66

Series 79TO

Series 99TO

Registration record

First registered · October 2, 2002

Years registered · 23

Disclosure History

2024Regulatory·Final

2014Regulatory·Final

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC

CRD 123483 · SEC 801-130438

AUM

$110M

Regulatory assets under management

Employees

529 client accounts

Services offered by CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC →

Introduction

Speak with Kristopher

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Kristopher is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in LISLE?

Browse all registered financial advisors in LISLE, Illinois or claim this profile if it's yours.

Browse LISLE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Kristopher Charles Kessler offer?

Kristopher Charles Kessler specializes in Financial Planning, Investment Management. Contact their office in LISLE, Illinois for a consultation.

What are Kristopher Charles Kessler's credentials?

Kristopher Charles Kessler is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kristopher Charles Kessler located?

Kristopher Charles Kessler is based in LISLE, Illinois, working with CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC. Their office serves clients in the LISLE metropolitan area and surrounding communities.

How does Kristopher Charles Kessler charge for services?

Kristopher Charles Kessler's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC?

CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC has approximately 17 employees and manages $110M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →