Unclaimed Profile

James Walter Oberweis

OBERWEIS ASSET MANAGEMENT INC·LISLE, Illinois

SIE, Series 7, Series 24, Series 27, Series 63, Series 65, Series 86, Series 87, Series 99TOClean record28 years registeredOBERWEIS ASSET MANAGEMENT INC

3333 WARRENVILLE ROAD, LISLE, IL 60532CRD# 2363059Firm CRD# 105471

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Walter Oberweis · LISLE, IL

Registration

CRD #2363059 · OBERWEIS ASSET MANAGEMENT INC · 28 years registered

Brand Profile

Not yet started

Career History

OBERWEIS ASSET MANAGEMENT INC

Oct 1997 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 27

Series 63

Series 65

Series 86

Series 87

Series 99TO

Registration record

First registered · October 14, 1997

Years registered · 28

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

OBERWEIS ASSET MANAGEMENT INC

CRD 105471 · SEC 801-35657

AUM

$3.0B

Regulatory assets under management

Employees

121 client accounts

Services offered by OBERWEIS ASSET MANAGEMENT INC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

View all advisors at OBERWEIS ASSET MANAGEMENT INC →

Introduction

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Frequently Asked Questions

What services does James Walter Oberweis offer?

James Walter Oberweis specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in LISLE, Illinois for a consultation.

What are James Walter Oberweis's credentials?

James Walter Oberweis is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Walter Oberweis located?

James Walter Oberweis is based in LISLE, Illinois, working with OBERWEIS ASSET MANAGEMENT INC. Their office serves clients in the LISLE metropolitan area and surrounding communities.

How does James Walter Oberweis charge for services?

James Walter Oberweis's firm is compensated through percentage of aum, other: provide model portfolio data to clients. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is OBERWEIS ASSET MANAGEMENT INC?

OBERWEIS ASSET MANAGEMENT INC has approximately 32 employees and manages $3.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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