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Roy William Brown

TRUEMAN BROWN, LLC·LAKE ZURICH, Illinois
Series 7, Series 63Clean record28 years registeredTRUEMAN BROWN, LLC
765 ELA ROAD, LAKE ZURICH, IL 60047CRD# 2194463Firm CRD# 141602

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Roy William Brown · LAKE ZURICH, IL
Registration
CRD #2194463 · TRUEMAN BROWN, LLC · 28 years registered
Brand Profile
Not yet started
01

Career History

TRUEMAN BROWN
Feb 2007 – present
AMERIPRISE FINANCIAL SERVICES, INC.
Feb 1998 – Feb 2007
ROLLING MEADOWS, IL
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 63
Registration record
First registered · February 6, 1998
Years registered · 28
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
TRUEMAN BROWN, LLC
CRD 141602 · SEC 801-120742
AUM
$150M
Regulatory assets under management
Employees
2
365 client accounts
Services offered by TRUEMAN BROWN, LLC
Per Form ADV
Portfolio management (individuals)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
View all advisors at TRUEMAN BROWN, LLC →
Introduction

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05

Frequently Asked Questions

What services does Roy William Brown offer?
Roy William Brown specializes in Investment Management, Wealth Management. Contact their office in LAKE ZURICH, Illinois for a consultation.
What are Roy William Brown's credentials?
Roy William Brown is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Roy William Brown located?
Roy William Brown is based in LAKE ZURICH, Illinois, working with TRUEMAN BROWN, LLC. Their office serves clients in the LAKE ZURICH metropolitan area and surrounding communities.
How does Roy William Brown charge for services?
Roy William Brown's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is TRUEMAN BROWN, LLC?
TRUEMAN BROWN, LLC has approximately 2 employees and manages $150M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Illinois
CHICAGO (1395)NAPERVILLE (72)DOWNERS GROVE (62)OAK BROOK (56)NORTHBROOK (52)WHEATON (44)DEERFIELD (42)ROCKFORD (36)EVANSTON (34)SPRINGFIELD (34)
City Guides
CHICAGO GuideNAPERVILLE GuideDOWNERS GROVE GuideOAK BROOK GuideNORTHBROOK Guide
Research
Advisor Fees in IllinoisNational Fee Analysis
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