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John Humphrey Grigg

FIDUS INVESTMENT ADVISORS, LLC·EVANSTON, Illinois
SIE, Series 7, Series 24, Series 63, Series 79TO, Series 99TOClean recordFIDUS INVESTMENT ADVISORS, LLC
1603 ORRINGTON AVE, EVANSTON, IL 60201CRD# 1740900Firm CRD# 156981

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
John Humphrey Grigg · EVANSTON, IL
Registration
CRD #1740900 · FIDUS INVESTMENT ADVISORS, LLC
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 24
Series 63
Series 79TO
Series 99TO
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
FIDUS INVESTMENT ADVISORS, LLC
CRD 156981 · SEC 801-72285
AUM
$1.0B
Regulatory assets under management
Employees
34
3 client accounts
Services offered by FIDUS INVESTMENT ADVISORS, LLC
Per Form ADV
Portfolio management (pooled investments)
Pension consulting
Client types served by the firm
Per Form ADV
Institutional Investors
Pension & Retirement Plans
Introduction

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04

Frequently Asked Questions

What services does John Humphrey Grigg offer?
John Humphrey Grigg specializes in Investment Management, Retirement Planning. Contact their office in EVANSTON, Illinois for a consultation.
What are John Humphrey Grigg's credentials?
John Humphrey Grigg is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is John Humphrey Grigg located?
John Humphrey Grigg is based in EVANSTON, Illinois, working with FIDUS INVESTMENT ADVISORS, LLC. Their office serves clients in the EVANSTON metropolitan area and surrounding communities.
How does John Humphrey Grigg charge for services?
John Humphrey Grigg's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FIDUS INVESTMENT ADVISORS, LLC?
FIDUS INVESTMENT ADVISORS, LLC has approximately 34 employees and manages $1.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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