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Thomas Samuel Sawyer

SFAM, LLC·ELMHURST, Illinois
Series 65Clean record16 years registeredSFAM, LLC
589 S. YORK STREET, ELMHURST, IL 60126CRD# 5408324Firm CRD# 145026

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Thomas Samuel Sawyer · ELMHURST, IL
Registration
CRD #5408324 · SFAM, LLC · 16 years registered
Brand Profile
Not yet started
01

Career History

SAWYER FALDUTO ASSET MANAGEMENT, LLC
Jan 2010 – present
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · January 18, 2010
Years registered · 16
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
SFAM, LLC
CRD 145026 · SEC 801-68317
AUM
$952M
Regulatory assets under management
Employees
6
813 client accounts
Services offered by SFAM, LLC
Per Form ADV
Portfolio management (individuals)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
View all advisors at SFAM, LLC →
Introduction

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05

Frequently Asked Questions

What services does Thomas Samuel Sawyer offer?
Thomas Samuel Sawyer specializes in Investment Management, Wealth Management. Contact their office in ELMHURST, Illinois for a consultation.
What are Thomas Samuel Sawyer's credentials?
Thomas Samuel Sawyer is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Samuel Sawyer located?
Thomas Samuel Sawyer is based in ELMHURST, Illinois, working with SFAM, LLC. Their office serves clients in the ELMHURST metropolitan area and surrounding communities.
How does Thomas Samuel Sawyer charge for services?
Thomas Samuel Sawyer's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SFAM, LLC?
SFAM, LLC has approximately 6 employees and manages $952M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at SFAM, LLC

John Joseph Falduto
ELMHURST, IL

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