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James Thomas Borello

JAMES T. BORELLO & CO.·EAST DUNDEE, Illinois
SIE, Series 6TO, Series 7, Series 26, Series 51, Series 63, Series 99TOClean record28 years registeredJAMES T. BORELLO & CO.
151 DUNDEE AVENUE, EAST DUNDEE, IL 60118CRD# 1295014Firm CRD# 16860

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James Thomas Borello · EAST DUNDEE, IL
Registration
CRD #1295014 · JAMES T. BORELLO & CO. · 28 years registered
Brand Profile
Not yet started
01

Career History

JAMES T. BORELLO & CO.
Feb 1998 – present
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6TO
Series 7
Series 26
Series 51
Series 63
Series 99TO
Registration record
First registered · February 11, 1998
Years registered · 28
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
JAMES T. BORELLO & CO.
CRD 16860 · SEC 801-114233
AUM
$427M
Regulatory assets under management
Employees
4
1,688 client accounts
Services offered by JAMES T. BORELLO & CO.
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at JAMES T. BORELLO & CO. →
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Frequently Asked Questions

What services does James Thomas Borello offer?
James Thomas Borello specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in EAST DUNDEE, Illinois for a consultation.
What are James Thomas Borello's credentials?
James Thomas Borello is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Thomas Borello located?
James Thomas Borello is based in EAST DUNDEE, Illinois, working with JAMES T. BORELLO & CO.. Their office serves clients in the EAST DUNDEE metropolitan area and surrounding communities.
How does James Thomas Borello charge for services?
James Thomas Borello's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is JAMES T. BORELLO & CO.?
JAMES T. BORELLO & CO. has approximately 4 employees and manages $427M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at JAMES T. BORELLO & CO.

Daniel James Borello
EAST DUNDEE, IL

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