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James Walter Hartwell

ESSEX LLC·DEER PARK, Illinois
Unclaimed Profile
21805 FIELD PARKWAY, DEER PARK, IL 60010CRD# 4346348Firm CRD# 108352
01

About

James Walter Hartwell is a registered financial advisor based in DEER PARK, Illinois, affiliated with ESSEX LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
ESSEX LLC
ESSEX LLC
AUM
$474M
Regulatory assets under management
Employees
10
Total firm employees
Services
Financial planning
Portfolio management (individuals)
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 4346348
Firm CRD# 108352
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does James Walter Hartwell offer?
James Walter Hartwell specializes in Financial Planning, Investment Management. Contact their office in DEER PARK, Illinois for a consultation.
What are James Walter Hartwell's credentials?
James Walter Hartwell is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Walter Hartwell located?
James Walter Hartwell is based in DEER PARK, Illinois, working with ESSEX LLC. Their office serves clients in the DEER PARK metropolitan area and surrounding communities.
How does James Walter Hartwell charge for services?
James Walter Hartwell's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ESSEX LLC?
ESSEX LLC has approximately 10 employees and manages $474M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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