Unclaimed Profile

Lee Francis Smith

COZAD ASSET MANAGEMENT INC·CHAMPAIGN, Illinois

SIE, Series 4, Series 7, Series 24, Series 53, Series 55, Series 57TO, Series 63CFPClean record28 years registeredCOZAD ASSET MANAGEMENT INC

2501 GALEN DRIVE, CHAMPAIGN, IL 61821-7005CRD# 1281878Firm CRD# 104764

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Lee Francis Smith · CHAMPAIGN, IL

Registration

CRD #1281878 · COZAD ASSET MANAGEMENT INC · 28 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: COZAD ASSET MANAGEMENT INC

PHYSICIAN ADVISORY RESOURCES,LLC

Jan 2005 – Dec 2008

CHAMPAIGN, IL

COZAD ASSET MANAGEMENT INC

Feb 1998 – Feb 2026

CHAMPAIGN, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 53

Series 55

Series 57TO

Series 63

Registration record

First registered · February 17, 1998

Years registered · 28

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

COZAD ASSET MANAGEMENT INC

CRD 104764 · SEC 801-18060

AUM

$1.9B

Regulatory assets under management

Employees

3,301 client accounts

Services offered by COZAD ASSET MANAGEMENT INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at COZAD ASSET MANAGEMENT INC →

Introduction

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Frequently Asked Questions

What services does Lee Francis Smith offer?

Lee Francis Smith specializes in Financial Planning, Investment Management, Wealth Management.

What are Lee Francis Smith's credentials?

Lee Francis Smith holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Lee Francis Smith located?

Lee Francis Smith is based in CHAMPAIGN, Illinois, last registered with COZAD ASSET MANAGEMENT INC.

How does Lee Francis Smith charge for services?

Lee Francis Smith's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is COZAD ASSET MANAGEMENT INC?

COZAD ASSET MANAGEMENT INC has approximately 25 employees and manages $1.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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