Unclaimed Profile

Richard Thomas Loria

MPS-LORIA FINANCIAL PLANNERS,LLC·BURR RIDGE, Illinois

SIE, Series 6, Series 7, Series 14, Series 24, Series 27, Series 51, Series 63, Series 65, Series 99TOClean record26 years registeredMPS-LORIA FINANCIAL PLANNERS,LLC

7500 SOUTH COUNTY LINE ROAD, BURR RIDGE, IL 60527-6955CRD# 2178578Firm CRD# 122866

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Thomas Loria · BURR RIDGE, IL

Registration

CRD #2178578 · MPS-LORIA FINANCIAL PLANNERS,LLC · 26 years registered

Brand Profile

Not yet started

Career History

MPS-LORIA FINANCIAL PLANNERS,LLC

Feb 2000 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 14

Series 24

Series 27

Series 51

Series 63

Series 65

Series 99TO

Registration record

First registered · February 7, 2000

Years registered · 26

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MPS-LORIA FINANCIAL PLANNERS,LLC

CRD 122866 · SEC 801-66518

AUM

$692M

Regulatory assets under management

Employees

1,639 client accounts

Services offered by MPS-LORIA FINANCIAL PLANNERS,LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at MPS-LORIA FINANCIAL PLANNERS,LLC →

Introduction

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Frequently Asked Questions

What services does Richard Thomas Loria offer?

Richard Thomas Loria specializes in Financial Planning, Investment Management. Contact their office in BURR RIDGE, Illinois for a consultation.

What are Richard Thomas Loria's credentials?

Richard Thomas Loria is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Thomas Loria located?

Richard Thomas Loria is based in BURR RIDGE, Illinois, working with MPS-LORIA FINANCIAL PLANNERS,LLC. Their office serves clients in the BURR RIDGE metropolitan area and surrounding communities.

How does Richard Thomas Loria charge for services?

Richard Thomas Loria's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MPS-LORIA FINANCIAL PLANNERS,LLC?

MPS-LORIA FINANCIAL PLANNERS,LLC has approximately 8 employees and manages $692M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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