AdvisorOS Directory
Claim Profile
JS

Joseph Clayton Shugart

CRYSTAL ROCK CAPITAL MANAGEMENT, LLC.·BANNOCKBURN, Illinois
Unclaimed Profile
2201 WAUKEGAN ROAD, BANNOCKBURN, IL 60015CRD# 1012824Firm CRD# 157296
01

About

Joseph Clayton Shugart is a registered financial advisor based in BANNOCKBURN, Illinois, affiliated with CRYSTAL ROCK CAPITAL MANAGEMENT, LLC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Wealth Management
Client Types
Individuals
Pension & Retirement Plans
03

Firm Overview

Firm
CRYSTAL ROCK CAPITAL MANAGEMENT, LLC.
CRYSTAL ROCK CAPITAL MANAGEMENT, LLC.
AUM
$162M
Regulatory assets under management
Employees
4
Total firm employees
View all advisors at CRYSTAL ROCK CAPITAL MANAGEMENT, LLC. →
Services
Portfolio management (individuals)
Pension consulting
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Other: INCENTIVE ALLOCATIONS
Regulatory
SEC/IARD CRD# 1012824
Firm CRD# 157296
No disclosures on file
View on FINRA BrokerCheck →

Looking for a financial advisor in BANNOCKBURN?

Browse all registered financial advisors in BANNOCKBURN, Illinois or claim this profile if it's yours.

Browse BANNOCKBURN AdvisorsAre you this advisor? Claim profile

Looking to grow your practice?

Coastal Wealth affiliated advisors get enhanced profiles, priority placement, and access to a national client network.

Learn More About Coastal Wealth
05

Frequently Asked Questions

What services does Joseph Clayton Shugart offer?
Joseph Clayton Shugart specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in BANNOCKBURN, Illinois for a consultation.
What are Joseph Clayton Shugart's credentials?
Joseph Clayton Shugart is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Joseph Clayton Shugart located?
Joseph Clayton Shugart is based in BANNOCKBURN, Illinois, working with CRYSTAL ROCK CAPITAL MANAGEMENT, LLC.. Their office serves clients in the BANNOCKBURN metropolitan area and surrounding communities.
How does Joseph Clayton Shugart charge for services?
Joseph Clayton Shugart's firm is compensated through percentage of aum, other: incentive allocations. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CRYSTAL ROCK CAPITAL MANAGEMENT, LLC.?
CRYSTAL ROCK CAPITAL MANAGEMENT, LLC. has approximately 4 employees and manages $162M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →
Other advisors in BANNOCKBURN
John Charles Krautsack — EMC CAPITAL ADVISORS, LLCRobin Ann Gerth — EMC CAPITAL ADVISORS, LLCBrian Douglas Proctor — EMC CAPITAL ADVISORS, LLCDavid F Polli — EMC CAPITAL ADVISORS, LLCJay Howard Freedman — CRYSTAL ROCK CAPITAL MANAGEMENT, LLC.
Nearby cities in Illinois
CHICAGO (3944)OAK BROOK (135)NAPERVILLE (120)NORTHBROOK (119)EVANSTON (103)
City Guides
CHICAGO GuideOAK BROOK GuideNAPERVILLE GuideNORTHBROOK GuideEVANSTON Guide
Research
Advisor Fees in IllinoisNational Fee Analysis
Browse by specialty
Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Request removal of this profile