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Joseph Clayton Shugart

CRYSTAL ROCK CAPITAL MANAGEMENT, LLC.·BANNOCKBURN, Illinois
Clean recordCRYSTAL ROCK CAPITAL MANAGEMENT, LLC.
2201 WAUKEGAN ROAD, BANNOCKBURN, IL 60015CRD# 1012824Firm CRD# 157296

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Joseph Clayton Shugart · BANNOCKBURN, IL
Registration
CRD #1012824 · CRYSTAL ROCK CAPITAL MANAGEMENT, LLC.
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Joseph Clayton Shugart is a registered financial advisor based in BANNOCKBURN, Illinois, affiliated with CRYSTAL ROCK CAPITAL MANAGEMENT, LLC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Retirement Planning
Wealth Management
Client Types
Individuals
Pension & Retirement Plans
Introduction

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03

Firm Overview

Firm
CRYSTAL ROCK CAPITAL MANAGEMENT, LLC.
CRYSTAL ROCK CAPITAL MANAGEMENT, LLC.
AUM
$162M
Regulatory assets under management
Employees
4
Total firm employees
View all advisors at CRYSTAL ROCK CAPITAL MANAGEMENT, LLC. →
Services
Portfolio management (individuals)
Pension consulting
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Other: INCENTIVE ALLOCATIONS
Regulatory
SEC/IARD CRD# 1012824
Firm CRD# 157296
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Joseph Clayton Shugart offer?
Joseph Clayton Shugart specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in BANNOCKBURN, Illinois for a consultation.
What are Joseph Clayton Shugart's credentials?
Joseph Clayton Shugart is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Joseph Clayton Shugart located?
Joseph Clayton Shugart is based in BANNOCKBURN, Illinois, working with CRYSTAL ROCK CAPITAL MANAGEMENT, LLC.. Their office serves clients in the BANNOCKBURN metropolitan area and surrounding communities.
How does Joseph Clayton Shugart charge for services?
Joseph Clayton Shugart's firm is compensated through percentage of aum, other: incentive allocations. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CRYSTAL ROCK CAPITAL MANAGEMENT, LLC.?
CRYSTAL ROCK CAPITAL MANAGEMENT, LLC. has approximately 4 employees and manages $162M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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