Unclaimed Profile

Daniel Scott Short

DIRECTIONAL ASSET MANAGEMENT, LLC·ARLINGTON HEIGHTS, Illinois

SIE, Series 7, Series 7TO, Series 9, Series 10, Series 24, Series 63, Series 6522 years registeredDIRECTIONAL ASSET MANAGEMENT, LLC

171 W WING ST, ARLINGTON HEIGHTS, IL 60005CRD# 2804322Firm CRD# 152859

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Daniel Scott Short · ARLINGTON HEIGHTS, IL

Registration

CRD #2804322 · DIRECTIONAL ASSET MANAGEMENT, LLC · 22 years registered

Brand Profile

Not yet started

Career History

DIRECTIONAL ASSET MANAGEMENT, LLC

Feb 2010 – present

CHARLES SCHWAB & CO., INC.

Oct 2003 – Nov 2009

NAPERVILLE, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 7TO

Series 9

Series 10

Series 24

Series 63

Series 65

Registration record

First registered · October 15, 2003

Years registered · 22

Disclosure History

2025Regulatory·Final

2013Customer Dispute·Denied

2008Customer Dispute·Closed-No Action

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

DIRECTIONAL ASSET MANAGEMENT, LLC

CRD 152859 · SEC 801-131363

AUM

$120M

Regulatory assets under management

Employees

87 client accounts

Services offered by DIRECTIONAL ASSET MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at DIRECTIONAL ASSET MANAGEMENT, LLC →

Introduction

Speak with Daniel

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Daniel is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in ARLINGTON HEIGHTS?

Browse all registered financial advisors in ARLINGTON HEIGHTS, Illinois or claim this profile if it's yours.

Browse ARLINGTON HEIGHTS Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Daniel Scott Short offer?

Daniel Scott Short specializes in Financial Planning, Investment Management. Contact their office in ARLINGTON HEIGHTS, Illinois for a consultation.

What are Daniel Scott Short's credentials?

Daniel Scott Short is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Daniel Scott Short located?

Daniel Scott Short is based in ARLINGTON HEIGHTS, Illinois, working with DIRECTIONAL ASSET MANAGEMENT, LLC. Their office serves clients in the ARLINGTON HEIGHTS metropolitan area and surrounding communities.

How does Daniel Scott Short charge for services?

Daniel Scott Short's firm is compensated through percentage of aum, hourly charges, other: selection of other advisor fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DIRECTIONAL ASSET MANAGEMENT, LLC?

DIRECTIONAL ASSET MANAGEMENT, LLC has approximately 1 employees and manages $120M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →