Unclaimed Profile

Douglas K Bates

CLEARWATER ADVISORS, LLC·BOISE, Idaho

Series 5, Series 7, Series 8, Series 15, Series 63Clean record20 years registeredCLEARWATER ADVISORS, LLC

101 S. CAPITOL BLVD, BOISE, ID 83702CRD# 1000018Firm CRD# 116865

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Douglas K Bates · BOISE, ID

Registration

CRD #1000018 · CLEARWATER ADVISORS, LLC · 20 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CLEARWATER ADVISORS, LLC

CLEARWATER ADVISORS, LLC

Mar 2006 – Jan 2022

BOISE, ID

SAWTOOTH INVESTMENT MANAGEMENT LLC

Mar 2006 – Apr 2010

BOISE, ID

Registrations & Exams

FINRA examinations passed

Series 5

Series 7

Series 8

Series 15

Series 63

Registration record

First registered · March 10, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CLEARWATER ADVISORS, LLC

CRD 116865 · SEC 801-60686

AUM

$3.8B

Regulatory assets under management

Employees

78 client accounts

Services offered by CLEARWATER ADVISORS, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Individuals

View all advisors at CLEARWATER ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Douglas K Bates offer?

Douglas K Bates specializes in Investment Management, Wealth Management.

What are Douglas K Bates's credentials?

Douglas K Bates is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Douglas K Bates located?

Douglas K Bates is based in BOISE, Idaho, last registered with CLEARWATER ADVISORS, LLC.

How does Douglas K Bates charge for services?

Douglas K Bates's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CLEARWATER ADVISORS, LLC?

CLEARWATER ADVISORS, LLC has approximately 10 employees and manages $3.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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