Unclaimed Profile

David Alan Otander

THE CAPROCK GROUP, INC.·BOISE, Idaho

Series 7, Series 9, Series 10, Series 24, Series 63, Series 65Clean record25 years registeredTHE CAPROCK GROUP, INC.

805 WEST IDAHO STREET, BOISE, ID 83702CRD# 1682731Firm CRD# 124272

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Alan Otander · BOISE, ID

Registration

CRD #1682731 · THE CAPROCK GROUP, INC. · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: THE CAPROCK GROUP, INC.

THE CAPROCK GROUP, INC.

Aug 2005 – Jul 2016

BOISE, ID

CITIGROUP GLOBAL MARKETS INC.

Mar 2001 – Aug 2005

BOISE, ID

Registrations & Exams

FINRA examinations passed

Series 7

Series 9

Series 10

Series 24

Series 63

Series 65

Registration record

First registered · March 2, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

THE CAPROCK GROUP, LLC

CRD 124272 · SEC 801-61642

AUM

$9.4B

Regulatory assets under management

Employees

386 client accounts

Services offered by THE CAPROCK GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at THE CAPROCK GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does David Alan Otander offer?

David Alan Otander specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management.

What are David Alan Otander's credentials?

David Alan Otander is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Alan Otander located?

David Alan Otander is based in BOISE, Idaho, last registered with THE CAPROCK GROUP, INC..

How does David Alan Otander charge for services?

David Alan Otander's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THE CAPROCK GROUP, INC.?

THE CAPROCK GROUP, INC. has approximately 63 employees and manages $9.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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