Unclaimed Profile

Dennis Willard Taylor

TRIUMPH WEALTH ADVISORS, INC.·WOODSTOCK, Georgia

SIE, Series 3, Series 4, Series 24, Series 27, Series 53, Series 6618 years registeredTRIUMPH WEALTH ADVISORS, INC.

2230 TOWNE LAKE PKWY, WOODSTOCK, GA 30189CRD# 1563266Firm CRD# 153175

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Dennis Willard Taylor · WOODSTOCK, GA

Registration

CRD #1563266 · TRIUMPH WEALTH ADVISORS, INC. · 18 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: TRIUMPH WEALTH ADVISORS, INC.

TRIUMPH WEALTH ADVISORS, INC.

Mar 2013 – Dec 2019

Woodstock, GA

INDEPENDENT FINANCIAL GROUP, LLC

Aug 2010 – Jun 2011

HAYS, KS

MAIN STREET ADVISORS, LLC

Mar 2010 – Sep 2011

HAYS, KS

WOODSTOCK FINANCIAL GROUP, INC.

Nov 2007 – Jul 2009

WOODSTOCK, GA

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 4

Series 24

Series 27

Series 53

Series 66

Registration record

First registered · November 16, 2007

Years registered · 18

Disclosure History

2019Customer Dispute·Pending

2019Regulatory·Final

2018Customer Dispute·Pending

5 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

TRIUMPH WEALTH ADVISORS, INC.

CRD 153175 · SEC 801-79603

AUM

$28M

Regulatory assets under management

Employees

241 client accounts

Services offered by TRIUMPH WEALTH ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at TRIUMPH WEALTH ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Dennis Willard Taylor offer?

Dennis Willard Taylor specializes in Financial Planning, Investment Management.

What are Dennis Willard Taylor's credentials?

Dennis Willard Taylor is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Dennis Willard Taylor located?

Dennis Willard Taylor is based in WOODSTOCK, Georgia, last registered with TRIUMPH WEALTH ADVISORS, INC..

How does Dennis Willard Taylor charge for services?

Dennis Willard Taylor's firm is compensated through percentage of aum, hourly charges, other: fee for plan design. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TRIUMPH WEALTH ADVISORS, INC.?

TRIUMPH WEALTH ADVISORS, INC. has approximately 4 employees and manages $28M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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