Unclaimed Profile

Joseph Glenn Maxey

TRADEMARK CAPITAL MANAGEMENT INC.·WATKINSVILLE, Georgia

Series 65Clean record15 years registeredTRADEMARK CAPITAL MANAGEMENT INC.

1551 JENNINGS MILL ROAD, WATKINSVILLE, GA 30677CRD# 5799816Firm CRD# 214512

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joseph Glenn Maxey · WATKINSVILLE, GA

Registration

CRD #5799816 · TRADEMARK CAPITAL MANAGEMENT INC. · 15 years registered

Brand Profile

Not yet started

Career History

TRADEMARK CAPITAL MANAGEMENT INC.

Nov 2022 – present

ZACKS INVESTMENT MANAGEMENT, INC.

Mar 2022 – Dec 2022

CHICAGO, IL

INDEPENDENT FINANCIAL PARTNERS

Nov 2018 – Mar 2022

Bishop, GA

TRADEMARK CAPITAL MANAGEMENT INC.

Jun 2015 – Dec 2018

WATKINSVILLE, GA

TRADEMARK CAPITAL MANAGEMENT INC

Apr 2011 – Sep 2015

WATKINSVILLE, GA

ATHENS CAPITAL GROUP, LLC

Nov 2010 – Apr 2011

BOGART, GA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · November 9, 2010

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TRADEMARK CAPITAL MANAGEMENT INC.

CRD 214512 · SEC 801-100363

AUM

$209M

Regulatory assets under management

Employees

434 client accounts

Services offered by TRADEMARK CAPITAL MANAGEMENT INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at TRADEMARK CAPITAL MANAGEMENT INC. →

Introduction

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Frequently Asked Questions

What services does Joseph Glenn Maxey offer?

Joseph Glenn Maxey specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in WATKINSVILLE, Georgia for a consultation.

What are Joseph Glenn Maxey's credentials?

Joseph Glenn Maxey is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joseph Glenn Maxey located?

Joseph Glenn Maxey is based in WATKINSVILLE, Georgia, working with TRADEMARK CAPITAL MANAGEMENT INC.. Their office serves clients in the WATKINSVILLE metropolitan area and surrounding communities.

How does Joseph Glenn Maxey charge for services?

Joseph Glenn Maxey's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TRADEMARK CAPITAL MANAGEMENT INC.?

TRADEMARK CAPITAL MANAGEMENT INC. has approximately 10 employees and manages $209M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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