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Stephen Mark Rosenberg

ROSENBERG FINANCIAL GROUP, INC.·WARNER ROBINS, Georgia
Clean recordROSENBERG FINANCIAL GROUP, INC.
2517 MOODY ROAD, WARNER ROBINS, GA 31088CRD# 404457Firm CRD# 119314

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Stephen Mark Rosenberg · WARNER ROBINS, GA
Registration
CRD #404457 · ROSENBERG FINANCIAL GROUP, INC.
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Stephen Mark Rosenberg is a registered financial advisor based in WARNER ROBINS, Georgia, affiliated with ROSENBERG FINANCIAL GROUP, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
ROSENBERG FINANCIAL GROUP, INC.
ROSENBERG FINANCIAL GROUP, INC.
AUM
$31M
Regulatory assets under management
Employees
5
Total firm employees
View all advisors at ROSENBERG FINANCIAL GROUP, INC. →
Services
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 404457
Firm CRD# 119314
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Stephen Mark Rosenberg offer?
Stephen Mark Rosenberg specializes in Financial Planning, Investment Management. Contact their office in WARNER ROBINS, Georgia for a consultation.
What are Stephen Mark Rosenberg's credentials?
Stephen Mark Rosenberg is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Stephen Mark Rosenberg located?
Stephen Mark Rosenberg is based in WARNER ROBINS, Georgia, working with ROSENBERG FINANCIAL GROUP, INC.. Their office serves clients in the WARNER ROBINS metropolitan area and surrounding communities.
How does Stephen Mark Rosenberg charge for services?
Stephen Mark Rosenberg's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ROSENBERG FINANCIAL GROUP, INC.?
ROSENBERG FINANCIAL GROUP, INC. has approximately 5 employees and manages $31M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Georgia
ATLANTA (1557)ALPHARETTA (158)MARIETTA (62)ROSWELL (47)DULUTH (41)SAVANNAH (41)COLUMBUS (26)AUGUSTA (26)ATHENS (25)THOMASVILLE (22)
City Guides
ATLANTA GuideALPHARETTA GuideMARIETTA GuideROSWELL GuideDULUTH Guide
Research
Advisor Fees in GeorgiaNational Fee Analysis
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