Unclaimed Profile

Kenneth Dwain Graves

CAPITAL RESEARCH ADVISORS, LLC·SUWANEE, Georgia

SIE, Series 6, Series 26, Series 63, Series 65, Series 99TO23 years registeredCAPITAL RESEARCH ADVISORS, LLC

4185-B SILVER PEAK PARKWAY, SUWANEE, GA 30024CRD# 1976686Firm CRD# 125621

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kenneth Dwain Graves · SUWANEE, GA

Registration

CRD #1976686 · CAPITAL RESEARCH ADVISORS, LLC · 23 years registered

Brand Profile

Not yet started

Career History

CAPITAL RESEARCH ADVISORS, LLC

Jul 2003 – present

CAMBRIDGE INVESTMENT RESERARCH, INC.

Jan 2003 – Jun 2003

SUGAR HILL, GA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 26

Series 63

Series 65

Series 99TO

Registration record

First registered · January 28, 2003

Years registered · 23

Disclosure History

2004Customer Dispute·Dismissed

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CAPITAL RESEARCH ADVISORS, LLC

CRD 125621 · SEC 801-65240

AUM

$48M

Regulatory assets under management

Employees

107 client accounts

Services offered by CAPITAL RESEARCH ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CAPITAL RESEARCH ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Kenneth Dwain Graves offer?

Kenneth Dwain Graves specializes in Financial Planning, Investment Management. Contact their office in SUWANEE, Georgia for a consultation.

What are Kenneth Dwain Graves's credentials?

Kenneth Dwain Graves is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kenneth Dwain Graves located?

Kenneth Dwain Graves is based in SUWANEE, Georgia, working with CAPITAL RESEARCH ADVISORS, LLC. Their office serves clients in the SUWANEE metropolitan area and surrounding communities.

How does Kenneth Dwain Graves charge for services?

Kenneth Dwain Graves's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CAPITAL RESEARCH ADVISORS, LLC?

CAPITAL RESEARCH ADVISORS, LLC has approximately 4 employees and manages $48M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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