Unclaimed Profile

Stephen Michael Cain

LINDNER CAPITAL ADVISORS, INC.·MARIETTA, Georgia

SIE, Series 7, Series 63, Series 65CFPClean record17 years registeredLINDNER CAPITAL ADVISORS, INC.

600 VILLAGE TRACE, MARIETTA, GA 30067CRD# 3274337Firm CRD# 108584

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stephen Michael Cain · MARIETTA, GA

Registration

CRD #3274337 · LINDNER CAPITAL ADVISORS, INC. · 17 years registered

Brand Profile

Not yet started

Career History

KOVACK ADVISORS, INC.

Apr 2015 – present

LINDNER CAPITAL ADVISORS, INC.

Sep 2008 – Jul 2017

MARIETTA, GA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · September 25, 2008

Years registered · 17

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LINDNER CAPITAL ADVISORS, INC.

CRD 108584 · SEC 801-54866

AUM

$147M

Regulatory assets under management

Employees

590 client accounts

Services offered by LINDNER CAPITAL ADVISORS, INC.

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

Nonprofits & Foundations

View all advisors at LINDNER CAPITAL ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Stephen Michael Cain offer?

Stephen Michael Cain specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in MARIETTA, Georgia for a consultation.

What are Stephen Michael Cain's credentials?

Stephen Michael Cain holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Stephen Michael Cain located?

Stephen Michael Cain is based in MARIETTA, Georgia, working with LINDNER CAPITAL ADVISORS, INC.. Their office serves clients in the MARIETTA metropolitan area and surrounding communities.

How does Stephen Michael Cain charge for services?

Stephen Michael Cain's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LINDNER CAPITAL ADVISORS, INC.?

LINDNER CAPITAL ADVISORS, INC. has approximately 8 employees and manages $147M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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