Unclaimed Profile

Ronald Phillip Schutz

RESOURCE HORIZONS INVESTMENT ADVISORY, INC.·MARIETTA, Georgia

SIE, Series 1, Series 7, Series 24, Series 63, Series 79TO27 years registeredRESOURCE HORIZONS INVESTMENT ADVISORY, INC.

1350 CHURCH STREET, EXT., N.E., MARIETTA, GA 30060CRD# 416061Firm CRD# 143384

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ronald Phillip Schutz · MARIETTA, GA

Registration

CRD #416061 · RESOURCE HORIZONS INVESTMENT ADVISORY, INC. · 27 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: RESOURCE HORIZONS INVESTMENT ADVISORY, INC.

WORLD EQUITY GROUP, INC.

Oct 2014 – Jul 2023

Houston, TX

RESOURCE HORIZONS INVESTMENT ADVISORY, INC.

Aug 2007 – Nov 2014

HOUSTON, TX

RESOURCE HORIZONS GROUP, L.L.C.

Apr 2001 – Dec 2007

HOUSTON, TX

MANDALAY FINANCIAL, L.L.C.

Apr 1999 – Oct 2004

BELLAIRE, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 7

Series 24

Series 63

Series 79TO

Registration record

First registered · April 21, 1999

Years registered · 27

Disclosure History

1996Customer Dispute·Settled

1995Customer Dispute·Settled

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

RESOURCE HORIZONS INVESTMENT ADVISORY, INC.

CRD 143384 · SEC 801-68068

AUM

$149M

Regulatory assets under management

Employees

107

1,038 client accounts

Services offered by RESOURCE HORIZONS INVESTMENT ADVISORY, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at RESOURCE HORIZONS INVESTMENT ADVISORY, INC. →

Introduction

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Frequently Asked Questions

What services does Ronald Phillip Schutz offer?

Ronald Phillip Schutz specializes in Financial Planning, Investment Management, Wealth Management.

What are Ronald Phillip Schutz's credentials?

Ronald Phillip Schutz is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Ronald Phillip Schutz located?

Ronald Phillip Schutz is based in MARIETTA, Georgia, last registered with RESOURCE HORIZONS INVESTMENT ADVISORY, INC..

How does Ronald Phillip Schutz charge for services?

Ronald Phillip Schutz's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RESOURCE HORIZONS INVESTMENT ADVISORY, INC.?

RESOURCE HORIZONS INVESTMENT ADVISORY, INC. has approximately 107 employees and manages $149M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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