Unclaimed Profile

Karen Campbell Vining

VINING FINANCIAL SERVICES, INC.·MARIETTA, Georgia

SIE, Series 7, Series 24, Series 63, Series 65, Series 99TOClean record20 years registeredVINING FINANCIAL SERVICES, INC.

4994 LOWER ROSWELL ROAD, MARIETTA, GA 30068CRD# 1262009Firm CRD# 126317

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Karen Campbell Vining · MARIETTA, GA

Registration

CRD #1262009 · VINING FINANCIAL SERVICES, INC. · 20 years registered

Brand Profile

Not yet started

Career History

INCOMPASS FINANCIAL PARTNERS, LLC

Jun 2022 – present

TRIAD ADVISORS, LLC

Mar 2019 – Jul 2022

MARIETTA, GA

SOUTHBRIDGE

Apr 2015 – Aug 2019

MARIETTA, GA

VINING FINANCIAL

Oct 2005 – Oct 2015

MARIETTA, GA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Series 99TO

Registration record

First registered · October 14, 2005

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

VINING FINANCIAL SERVICES, INC.

CRD 126317 · SEC 801-63117

AUM

$46M

Regulatory assets under management

Employees

289 client accounts

Services offered by VINING FINANCIAL SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Market timing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at VINING FINANCIAL SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does Karen Campbell Vining offer?

Karen Campbell Vining specializes in Financial Planning, Investment Management. Contact their office in MARIETTA, Georgia for a consultation.

What are Karen Campbell Vining's credentials?

Karen Campbell Vining is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Karen Campbell Vining located?

Karen Campbell Vining is based in MARIETTA, Georgia, working with VINING FINANCIAL SERVICES, INC.. Their office serves clients in the MARIETTA metropolitan area and surrounding communities.

How does Karen Campbell Vining charge for services?

Karen Campbell Vining's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is VINING FINANCIAL SERVICES, INC.?

VINING FINANCIAL SERVICES, INC. has approximately 6 employees and manages $46M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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