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David Alexis Nicholas

NICHOLAS WEALTH MANAGEMENT·MARIETTA, Georgia
SIE, Series 7, Series 63, Series 6513 years registeredNICHOLAS WEALTH MANAGEMENT
218 ROSWELL ST NE, MARIETTA, GA 30060CRD# 5211508Firm CRD# 282635

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
David Alexis Nicholas · MARIETTA, GA
Registration
CRD #5211508 · NICHOLAS WEALTH MANAGEMENT · 13 years registered
Brand Profile
Not yet started
01

Career History

NICHOLAS WEALTH MANAGEMENT
May 2016 – present
TRIUMPH WEALTH ADVISORS, INC.
Jun 2013 – Jan 2022
WOODSTOCK, GA
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 63
Series 65
Registration record
First registered · June 26, 2013
Years registered · 13
03

Disclosure History

2020Customer Dispute·Settled
2017Customer Dispute·Settled

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

04

Firm Overview

Firm
NICHOLAS WEALTH, LLC
CRD 282635 · SEC 801-122063
AUM
$203M
Regulatory assets under management
Employees
14
1,473 client accounts
Services offered by NICHOLAS WEALTH, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Portfolio management (pooled investments)
Security ratings or pricing services
Market timing services
Charitable organization or education services
Other
Client types served by the firm
Per Form ADV
Individuals
Institutional Investors
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at NICHOLAS WEALTH, LLC →
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05

Frequently Asked Questions

What services does David Alexis Nicholas offer?
David Alexis Nicholas specializes in Financial Planning, Investment Management. Contact their office in MARIETTA, Georgia for a consultation.
What are David Alexis Nicholas's credentials?
David Alexis Nicholas is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is David Alexis Nicholas located?
David Alexis Nicholas is based in MARIETTA, Georgia, working with NICHOLAS WEALTH MANAGEMENT. Their office serves clients in the MARIETTA metropolitan area and surrounding communities.
How does David Alexis Nicholas charge for services?
David Alexis Nicholas's firm is compensated through percentage of aum, hourly charges, subscription fees, other: educational seminar fees charged per seminar. selection of tpmm. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is NICHOLAS WEALTH MANAGEMENT?
NICHOLAS WEALTH MANAGEMENT has approximately 14 employees and manages $203M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at NICHOLAS WEALTH MANAGEMENT

Justin Michael Slaughter
MARIETTA, GA

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