Unclaimed Profile

John Richard Day

DAY & ENNIS, LLC·MACON, Georgia

Series 65Clean record23 years registeredDAY & ENNIS, LLC

125 PLANTATION CENTRE DRIVE SOUTH, MACON, GA 31210CRD# 3063323Firm CRD# 125549

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Richard Day · MACON, GA

Registration

CRD #3063323 · DAY & ENNIS, LLC · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: DAY & ENNIS, LLC

MERCER GLOBAL ADVISORS INC.

Aug 2023 – Oct 2025

Blairsville, GA

DAY & ENNIS, LLC

May 2003 – Mar 2024

Blairsville, GA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · May 1, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DAY & ENNIS, LLC

CRD 125549 · SEC 801-62106

AUM

$384M

Regulatory assets under management

Employees

887 client accounts

Services offered by DAY & ENNIS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Market timing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at DAY & ENNIS, LLC →

Introduction

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Frequently Asked Questions

What services does John Richard Day offer?

John Richard Day specializes in Financial Planning, Investment Management.

What are John Richard Day's credentials?

John Richard Day is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Richard Day located?

John Richard Day is based in MACON, Georgia, last registered with DAY & ENNIS, LLC.

How does John Richard Day charge for services?

John Richard Day's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DAY & ENNIS, LLC?

DAY & ENNIS, LLC has approximately 6 employees and manages $384M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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