Unclaimed Profile

Dwayne Todd Ferguson

JT STRATFORD, LLC·GAINESVILLE, Georgia

SIE, Series 6, Series 7, Series 63, Series 65Clean record23 years registeredJT STRATFORD, LLC

311 GREEN STREET, GAINESVILLE, GA 30501CRD# 2957742Firm CRD# 155629

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Dwayne Todd Ferguson · GAINESVILLE, GA

Registration

CRD #2957742 · JT STRATFORD, LLC · 23 years registered

Brand Profile

Not yet started

Career History

JT STRATFORD, LLC

Feb 2011 – present

TRIAD ADVISORS, INC.

Jan 2009 – Nov 2011

GAINESVILLE, GA

J.T. STRATFORD ADVISORS, LLC

Aug 2005 – Dec 2008

GAINESVILLE, GA

TRIAD ADVISORS, INC.

Feb 2005 – Oct 2005

GAINESVILLE, GA

AMERICAN GENERAL SECURITIES INCORPORATED

Apr 2003 – Feb 2005

GAINESVILLE, GA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · April 30, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

JT STRATFORD, LLC

CRD 155629 · SEC 801-101474

AUM

$645M

Regulatory assets under management

Employees

2,279 client accounts

Services offered by JT STRATFORD, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at JT STRATFORD, LLC →

Introduction

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Frequently Asked Questions

What services does Dwayne Todd Ferguson offer?

Dwayne Todd Ferguson specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in GAINESVILLE, Georgia for a consultation.

What are Dwayne Todd Ferguson's credentials?

Dwayne Todd Ferguson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Dwayne Todd Ferguson located?

Dwayne Todd Ferguson is based in GAINESVILLE, Georgia, working with JT STRATFORD, LLC. Their office serves clients in the GAINESVILLE metropolitan area and surrounding communities.

How does Dwayne Todd Ferguson charge for services?

Dwayne Todd Ferguson's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is JT STRATFORD, LLC?

JT STRATFORD, LLC has approximately 14 employees and manages $645M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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