Unclaimed Profile

Kevin Michael Ferguson

FERGUSON SHAPIRO LLC·DECATUR, Georgia

SIE, Series 7, Series 24, Series 63, Series 65, Series 99TOCFP24 years registeredFERGUSON SHAPIRO LLC

120 N CANDLER ST, DECATUR, GA 30030CRD# 2658735Firm CRD# 297555

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kevin Michael Ferguson · DECATUR, GA

Registration

CRD #2658735 · FERGUSON SHAPIRO LLC · 24 years registered

Brand Profile

Not yet started

Career History

PURSHE KAPLAN STERLING INVESTMENTS

Sep 2018 – present

FERGUSON SHAPIRO LLC

Jul 2018 – present

AXA ADVISORS, LLC

Apr 2002 – Jul 2018

DECATUR, GA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Series 99TO

Registration record

First registered · April 9, 2002

Years registered · 24

Professional designation · CFP

Disclosure History

2008Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

FERGUSON SHAPIRO LLC

CRD 297555 · SEC 801-113581

AUM

$327M

Regulatory assets under management

Employees

893 client accounts

Services offered by FERGUSON SHAPIRO LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FERGUSON SHAPIRO LLC →

Introduction

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Frequently Asked Questions

What services does Kevin Michael Ferguson offer?

Kevin Michael Ferguson specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in DECATUR, Georgia for a consultation.

What are Kevin Michael Ferguson's credentials?

Kevin Michael Ferguson holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Kevin Michael Ferguson located?

Kevin Michael Ferguson is based in DECATUR, Georgia, working with FERGUSON SHAPIRO LLC. Their office serves clients in the DECATUR metropolitan area and surrounding communities.

How does Kevin Michael Ferguson charge for services?

Kevin Michael Ferguson's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FERGUSON SHAPIRO LLC?

FERGUSON SHAPIRO LLC has approximately 10 employees and manages $327M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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