Unclaimed Profile

William Thomas Brooks

SYNOVUS SECURITIES, INC.·COLUMBUS, Georgia

SYNOVUS SECURITIES, INC.

SYNOVUS CENTRE, 1111 BAY AVENUE, 4TH FLOOR, COLUMBUS, GA 31901CRD# 5028846Firm CRD# 14023

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

William Thomas Brooks · COLUMBUS, GA

Registration

CRD #5028846 · SYNOVUS SECURITIES, INC.

Brand Profile

Not yet started

Disclosure history

4 disclosures on file · See FINRA BrokerCheck for full record

About

William Thomas Brooks is a registered financial advisor based in COLUMBUS, Georgia, affiliated with SYNOVUS SECURITIES, INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Wealth Management

Client Types

Individuals

High Net Worth Individuals

Nonprofits & Foundations

Introduction

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Firm Overview

Firm

SYNOVUS SECURITIES, INC.

AUM

$6.2B

Regulatory assets under management

Employees

292

Total firm employees

View all advisors at SYNOVUS SECURITIES, INC. →

Services

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Market timing services

Charitable organization or education services

Other

Background

Compensation

Percentage of AUM

Hourly charges

Subscription fees

Commissions

Regulatory

SEC/IARD CRD# 5028846

Firm CRD# 14023

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does William Thomas Brooks offer?

William Thomas Brooks specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in COLUMBUS, Georgia for a consultation.

What are William Thomas Brooks's credentials?

William Thomas Brooks is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is William Thomas Brooks located?

William Thomas Brooks is based in COLUMBUS, Georgia, working with SYNOVUS SECURITIES, INC.. Their office serves clients in the COLUMBUS metropolitan area and surrounding communities.

How does William Thomas Brooks charge for services?

William Thomas Brooks's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SYNOVUS SECURITIES, INC.?

SYNOVUS SECURITIES, INC. has approximately 292 employees and manages $6.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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