Unclaimed Profile

William Thomas Brooks

SYNOVUS SECURITIES, INC.·COLUMBUS, Georgia

SIE, Series 24, Series 28, Series 31, Series 50, Series 52TO, Series 53, Series 54, Series 63, Series 66, Series 99TOClean record20 years registeredSYNOVUS SECURITIES, INC.

SYNOVUS CENTRE, 1111 BAY AVENUE, 4TH FLOOR, COLUMBUS, GA 31901CRD# 5028846Firm CRD# 14023

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

William Thomas Brooks · COLUMBUS, GA

Registration

CRD #5028846 · SYNOVUS SECURITIES, INC. · 20 years registered

Brand Profile

Not yet started

Career History

SYNOVUS SECURITIES, INC.

Oct 2019 – present

SUNTRUST INVESTMENT SERVICES, INC.

Aug 2006 – Nov 2014

ATLANTA, GA

Registrations & Exams

FINRA examinations passed

SIE

Series 24

Series 28

Series 31

Series 50

Series 52TO

Series 53

Series 54

Series 63

Series 66

Series 99TO

Registration record

First registered · August 8, 2006

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SYNOVUS SECURITIES, INC.

CRD 14023 · SEC 801-19690

AUM

$6.2B

Regulatory assets under management

Employees

292

12,037 client accounts

Services offered by SYNOVUS SECURITIES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Market timing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at SYNOVUS SECURITIES, INC. →

Introduction

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Frequently Asked Questions

What services does William Thomas Brooks offer?

William Thomas Brooks specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in COLUMBUS, Georgia for a consultation.

What are William Thomas Brooks's credentials?

William Thomas Brooks is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is William Thomas Brooks located?

William Thomas Brooks is based in COLUMBUS, Georgia, working with SYNOVUS SECURITIES, INC.. Their office serves clients in the COLUMBUS metropolitan area and surrounding communities.

How does William Thomas Brooks charge for services?

William Thomas Brooks's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SYNOVUS SECURITIES, INC.?

SYNOVUS SECURITIES, INC. has approximately 292 employees and manages $6.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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