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Gregory Scott Phelps

GRIFFITH & WERNER, INC.·CANTON, Georgia
SIE, Series 6, Series 7, Series 26, Series 63, Series 65Clean record21 years registeredGRIFFITH & WERNER, INC.
111 MOUNTAIN BROOK DRIVE, CANTON, GA 30115CRD# 4845819Firm CRD# 136380

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Gregory Scott Phelps · CANTON, GA
Registration
CRD #4845819 · GRIFFITH & WERNER, INC. · 21 years registered
Brand Profile
Not yet started
01

Career History

GRIFFITH & WERNER, INC.
Jan 2005 – present
02

Registrations & Exams

FINRA examinations passed
SIE
Series 6
Series 7
Series 26
Series 63
Series 65
Registration record
First registered · January 31, 2005
Years registered · 21
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
GRIFFITH & WERNER, INC.
CRD 136380 · SEC 801-117889
AUM
$140M
Regulatory assets under management
Employees
3
368 client accounts
Services offered by GRIFFITH & WERNER, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at GRIFFITH & WERNER, INC. →
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05

Frequently Asked Questions

What services does Gregory Scott Phelps offer?
Gregory Scott Phelps specializes in Financial Planning, Investment Management. Contact their office in CANTON, Georgia for a consultation.
What are Gregory Scott Phelps's credentials?
Gregory Scott Phelps is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Gregory Scott Phelps located?
Gregory Scott Phelps is based in CANTON, Georgia, working with GRIFFITH & WERNER, INC.. Their office serves clients in the CANTON metropolitan area and surrounding communities.
How does Gregory Scott Phelps charge for services?
Gregory Scott Phelps's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is GRIFFITH & WERNER, INC.?
GRIFFITH & WERNER, INC. has approximately 3 employees and manages $140M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Georgia
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Research
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