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Steven E. Herrington

HERRINGTON FINANCIAL SERVICES, INC.·AUGUSTA, Georgia
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2506 PEACH ORCHARD RD., AUGUSTA, GA 30906CRD# 7292161Firm CRD# 167733
01

About

Steven E. Herrington is a registered financial advisor based in AUGUSTA, Georgia, affiliated with HERRINGTON FINANCIAL SERVICES, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Nonprofits & Foundations
03

Firm Overview

Firm
HERRINGTON FINANCIAL SERVICES, INC.
HERRINGTON FINANCIAL SERVICES, INC.
AUM
$2M
Regulatory assets under management
Employees
1
Total firm employees
Services
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Charitable organization or education services
04

Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 7292161
Firm CRD# 167733
No disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Steven E. Herrington offer?
Steven E. Herrington specializes in Financial Planning, Investment Management. Contact their office in AUGUSTA, Georgia for a consultation.
What are Steven E. Herrington's credentials?
Steven E. Herrington is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Steven E. Herrington located?
Steven E. Herrington is based in AUGUSTA, Georgia, working with HERRINGTON FINANCIAL SERVICES, INC.. Their office serves clients in the AUGUSTA metropolitan area and surrounding communities.
How does Steven E. Herrington charge for services?
Steven E. Herrington's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HERRINGTON FINANCIAL SERVICES, INC.?
HERRINGTON FINANCIAL SERVICES, INC. has approximately 1 employees and manages $2M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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