Unclaimed Profile

Tomika B King

CARDEA CAPITAL ADVISORS, LLC·ATLANTA, Georgia

SIE, Series 7, Series 11, Series 24, Series 28, Series 66, Series 82TO, Series 99TO6 years registeredCARDEA CAPITAL ADVISORS, LLC

3350 RIVERWOOD PARKWAY, ATLANTA, GA 30339-3350CRD# 4706748Firm CRD# 307600

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Tomika B King · ATLANTA, GA

Registration

CRD #4706748 · CARDEA CAPITAL ADVISORS, LLC · 6 years registered

Brand Profile

Not yet started

Career History

OSAIC WEALTH, INC.

Apr 2022 – present

OSAIC WEALTH, INC.

Sep 2021 – present

ROYAL ALLIANCE ASSOCIATES, INC.

Sep 2021 – Apr 2022

SCOTTSDALE, AZ

CARDEA CAPITAL ADVISORS, LLC

May 2021 – Oct 2021

ATLANTA, GA

CARDEA CAPITAL GROUP, INC.

May 2021 – Oct 2021

ATLANTA, GA

FSC SECURITIES CORPORATION

Sep 2019 – May 2021

ATLANTA, GA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 11

Series 24

Series 28

Series 66

Series 82TO

Series 99TO

Registration record

First registered · September 10, 2019

Years registered · 6

Disclosure History

2019Financial·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

CARDEA CAPITAL ADVISORS, LLC

CRD 307600 · SEC 801-118445

AUM

$148M

Regulatory assets under management

Employees

409 client accounts

Services offered by CARDEA CAPITAL ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at CARDEA CAPITAL ADVISORS, LLC →

Introduction

Speak with Tomika

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Tomika is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in ATLANTA?

Browse all registered financial advisors in ATLANTA, Georgia or claim this profile if it's yours.

Browse ATLANTA Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Tomika B King offer?

Tomika B King specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in ATLANTA, Georgia for a consultation.

What are Tomika B King's credentials?

Tomika B King is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Tomika B King located?

Tomika B King is based in ATLANTA, Georgia, working with CARDEA CAPITAL ADVISORS, LLC. Their office serves clients in the ATLANTA metropolitan area and surrounding communities.

How does Tomika B King charge for services?

Tomika B King's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CARDEA CAPITAL ADVISORS, LLC?

CARDEA CAPITAL ADVISORS, LLC has approximately 10 employees and manages $148M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →