Unclaimed Profile

Thomas Mclemore Carroll

HB WEALTH MANAGEMENT, LLC·ATLANTA, Georgia

SIE, Series 7, Series 24, Series 66CFPClean record24 years registeredHB WEALTH MANAGEMENT, LLC

3550 LENOX RD, ATLANTA, GA 30326CRD# 4199835Firm CRD# 316731

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Mclemore Carroll · ATLANTA, GA

Registration

CRD #4199835 · HB WEALTH MANAGEMENT, LLC · 24 years registered

Brand Profile

Not yet started

Career History

HB WEALTH

Nov 2021 – present

HOMRICH BERG

Jan 2020 – Nov 2021

ATLANTA, GA

GENSPRING FAMILY OFFICES, LLC

Jun 2017 – Dec 2017

ATLANTA, GA

SUNTRUST ADVISORY SERVICES, INC.

Oct 2016 – Nov 2019

ATLANTA, GA

SUNTRUST INVESTMENT SERVICES, INC.

Aug 2014 – Dec 2016

ATLANTA, GA

WE FAMILY OFFICES

Feb 2013 – Nov 2013

ATLANTA, GA

GENSPRING FAMILY OFFICES, LLC

Jan 2013 – Aug 2014

ATLANTA, GA

SUNTRUST INVESTMENT SERVICES, INC.

Jul 2002 – Nov 2012

ATLANTA, GA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 66

Registration record

First registered · July 9, 2002

Years registered · 24

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HB WEALTH MANAGEMENT, LLC

CRD 316731 · SEC 801-122595

AUM

$15.2B

Regulatory assets under management

Employees

180

17,942 client accounts

Services offered by HB WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at HB WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Thomas Mclemore Carroll offer?

Thomas Mclemore Carroll specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in ATLANTA, Georgia for a consultation.

What are Thomas Mclemore Carroll's credentials?

Thomas Mclemore Carroll holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Thomas Mclemore Carroll located?

Thomas Mclemore Carroll is based in ATLANTA, Georgia, working with HB WEALTH MANAGEMENT, LLC. Their office serves clients in the ATLANTA metropolitan area and surrounding communities.

How does Thomas Mclemore Carroll charge for services?

Thomas Mclemore Carroll's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HB WEALTH MANAGEMENT, LLC?

HB WEALTH MANAGEMENT, LLC has approximately 180 employees and manages $15.2B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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