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Stephen Dain Philp

CARDEA CAPITAL GROUP, INC.·ATLANTA, Georgia
SIE, Series 3, Series 7, Series 24, Series 63, Series 66Clean recordCARDEA CAPITAL GROUP, INC.
3350 RIVERWOOD PARKWAY, ATLANTA, GA 30339CRD# 4620936Firm CRD# 311932

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Stephen Dain Philp · ATLANTA, GA
Registration
CRD #4620936 · CARDEA CAPITAL GROUP, INC.
Brand Profile
Not yet started
01

Registrations & Exams

FINRA examinations passed
SIE
Series 3
Series 7
Series 24
Series 63
Series 66
02

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

03

Firm Overview

Firm
CARDEA CAPITAL GROUP, INC.
CRD 311932 · SEC 801-120046
AUM
$22M
Regulatory assets under management
Employees
2
28 client accounts
Services offered by CARDEA CAPITAL GROUP, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at CARDEA CAPITAL GROUP, INC. →
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04

Frequently Asked Questions

What services does Stephen Dain Philp offer?
Stephen Dain Philp specializes in Financial Planning, Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in ATLANTA, Georgia for a consultation.
What are Stephen Dain Philp's credentials?
Stephen Dain Philp is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Stephen Dain Philp located?
Stephen Dain Philp is based in ATLANTA, Georgia, working with CARDEA CAPITAL GROUP, INC.. Their office serves clients in the ATLANTA metropolitan area and surrounding communities.
How does Stephen Dain Philp charge for services?
Stephen Dain Philp's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CARDEA CAPITAL GROUP, INC.?
CARDEA CAPITAL GROUP, INC. has approximately 2 employees and manages $22M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at CARDEA CAPITAL GROUP, INC.

Jordan Whitney Waring
ATLANTA, GA
Kendall Savage Borchardt
ATLANTA, GA

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Research
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