Unclaimed Profile

Sreeniwas Vikram Prabhu

ANGEL OAK CAPITAL ADVISORS, LLC·ATLANTA, Georgia

Series 7, Series 6626 years registeredANGEL OAK CAPITAL ADVISORS, LLC

3344 PEACHTREE ROAD, ATLANTA, GA 30326CRD# 4124628Firm CRD# 151090

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Sreeniwas Vikram Prabhu · ATLANTA, GA

Registration

CRD #4124628 · ANGEL OAK CAPITAL ADVISORS, LLC · 26 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ANGEL OAK CAPITAL ADVISORS, LLC

ALEXANDER KEY INVESTMENTS

Apr 2000 – May 2005

ATLANTA, GA

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · April 26, 2000

Years registered · 26

Disclosure History

2017Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

ANGEL OAK CAPITAL ADVISORS, LLC

CRD 151090 · SEC 801-70670

AUM

$10.4B

Regulatory assets under management

Employees

49 client accounts

Services offered by ANGEL OAK CAPITAL ADVISORS, LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

View all advisors at ANGEL OAK CAPITAL ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Sreeniwas Vikram Prabhu offer?

Sreeniwas Vikram Prabhu specializes in Investment Management, Retirement Planning, Wealth Management.

What are Sreeniwas Vikram Prabhu's credentials?

Sreeniwas Vikram Prabhu is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Sreeniwas Vikram Prabhu located?

Sreeniwas Vikram Prabhu is based in ATLANTA, Georgia, last registered with ANGEL OAK CAPITAL ADVISORS, LLC.

How does Sreeniwas Vikram Prabhu charge for services?

Sreeniwas Vikram Prabhu's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ANGEL OAK CAPITAL ADVISORS, LLC?

ANGEL OAK CAPITAL ADVISORS, LLC has approximately 78 employees and manages $10.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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