Unclaimed Profile

Richard Joseph Floress

EDGE ADVISORS, LLC·ATLANTA, Georgia

SIE, Series 3, Series 5, Series 7, Series 8, Series 15, Series 24, Series 52, Series 63, Series 65Clean record23 years registeredEDGE ADVISORS, LLC

1380 WEST PACES FERRY RD., ATLANTA, GA 30327CRD# 2612025Firm CRD# 142261

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Joseph Floress · ATLANTA, GA

Registration

CRD #2612025 · EDGE ADVISORS, LLC · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: EDGE ADVISORS, LLC

EDGE ADVISORS, LLC

May 2008 – Feb 2017

ATLANTA, GA

CREDIT SUISSE SECURITIES (USA) LLC

Jan 2003 – May 2008

ATLANTA, GA

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 5

Series 7

Series 8

Series 15

Series 24

Series 52

Series 63

Series 65

Registration record

First registered · January 22, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

EDGE ADVISORS, LLC

CRD 142261 · SEC 801-67338

AUM

$3.5B

Regulatory assets under management

Employees

274 client accounts

Services offered by EDGE ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at EDGE ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Richard Joseph Floress offer?

Richard Joseph Floress specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management.

What are Richard Joseph Floress's credentials?

Richard Joseph Floress is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Joseph Floress located?

Richard Joseph Floress is based in ATLANTA, Georgia, last registered with EDGE ADVISORS, LLC.

How does Richard Joseph Floress charge for services?

Richard Joseph Floress's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is EDGE ADVISORS, LLC?

EDGE ADVISORS, LLC has approximately 36 employees and manages $3.5B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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