Unclaimed Profile

Richard W Courts

POINTER CAPITAL, LLC·ATLANTA, Georgia

Series 65Clean record22 years registeredPOINTER CAPITAL, LLC

3050 PEACHTREE ROAD, NW, ATLANTA, GA 30305CRD# 55401Firm CRD# 131103

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard W Courts · ATLANTA, GA

Registration

CRD #55401 · POINTER CAPITAL, LLC · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: POINTER CAPITAL, LLC

COLONY CAPITAL MANAGEMENT, LLC

Jun 2004 – Feb 2017

ATLANTA, GA

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · June 16, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

POINTER CAPITAL, LLC

CRD 131103 · SEC 801-63062

AUM

$64M

Regulatory assets under management

Employees

51 client accounts

Services offered by POINTER CAPITAL, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at POINTER CAPITAL, LLC →

Introduction

Speak with Richard

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Richard is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in ATLANTA?

Browse all registered financial advisors in ATLANTA, Georgia or claim this profile if it's yours.

Browse ATLANTA Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Richard W Courts offer?

Richard W Courts specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are Richard W Courts's credentials?

Richard W Courts is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard W Courts located?

Richard W Courts is based in ATLANTA, Georgia, last registered with POINTER CAPITAL, LLC.

How does Richard W Courts charge for services?

Richard W Courts's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is POINTER CAPITAL, LLC?

POINTER CAPITAL, LLC has approximately 6 employees and manages $64M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →