Unclaimed Profile

Laurence Oneal Gray

GRAY FINANCIAL GROUP INC.·ATLANTA, Georgia

Series 7, Series 24, Series 63, Series 6519 years registeredGRAY FINANCIAL GROUP INC.

3333 PIEDMONT ROAD, ATLANTA, GA 30305CRD# 1240126Firm CRD# 109349

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Laurence Oneal Gray · ATLANTA, GA

Registration

CRD #1240126 · GRAY FINANCIAL GROUP INC. · 19 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: GRAY FINANCIAL GROUP INC.

GRAY & CO

Nov 2006 – Oct 2013

ATLANTA, GA

UNITED INVESTMENT MANAGERS, INC.

Nov 2006 – Aug 2010

ATLANTA, GA

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · November 13, 2006

Years registered · 19

Disclosure History

2015Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

GRAY FINANCIAL GROUP INC.

CRD 109349 · SEC 801-55882

AUM

$5.0B

Regulatory assets under management

Employees

37 client accounts

Services offered by GRAY FINANCIAL GROUP INC.

Per Form ADV

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Pension & Retirement Plans

View all advisors at GRAY FINANCIAL GROUP INC. →

Introduction

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Frequently Asked Questions

What services does Laurence Oneal Gray offer?

Laurence Oneal Gray specializes in Retirement Planning, Wealth Management.

What are Laurence Oneal Gray's credentials?

Laurence Oneal Gray is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Laurence Oneal Gray located?

Laurence Oneal Gray is based in ATLANTA, Georgia, last registered with GRAY FINANCIAL GROUP INC..

How does Laurence Oneal Gray charge for services?

Laurence Oneal Gray's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GRAY FINANCIAL GROUP INC.?

GRAY FINANCIAL GROUP INC. has approximately 9 employees and manages $5.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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