Unclaimed Profile

John R Martin

DAI WEALTH, LLC·ATLANTA, Georgia

SIE, Series 7, Series 24, Series 63CFPClean record20 years registeredDAI WEALTH, LLC

2800 CENTURY PARKWAY NE, ATLANTA, GA 30345CRD# 4130088Firm CRD# 138938

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John R Martin · ATLANTA, GA

Registration

CRD #4130088 · DAI WEALTH, LLC · 20 years registered

Brand Profile

Not yet started

Career History

DAI SECURITIES, LLC

Oct 2022 – present

DAI WEALTH, LLC

Oct 2022 – present

FSC SECURITIES CORPORATION

Jul 2018 – Oct 2022

ATLANTA, GA

ROYAL ALLIANCE ASSOCIATES, INC.

Jul 2018 – Oct 2022

SCOTTSDALE, AZ

WOODBURY FINANCIAL SERVICES, INC.

Jul 2018 – Oct 2022

OAKDALE, MN

SAGEPOINT FINANCIAL, INC.

Dec 2017 – Oct 2022

PHOENIX, AZ

NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)

Jan 2017 – Nov 2017

El Segundo, CA

WADDELL & REED

Oct 2009 – Jun 2016

OVERLAND PARK, KS

U.S. BANCORP INVESTMENTS, INC.

Jul 2006 – Mar 2009

ENGLEWOOD, CO

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Registration record

First registered · July 25, 2006

Years registered · 20

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

DAI WEALTH, LLC

CRD 138938 · SEC 801-66260

AUM

$153M

Regulatory assets under management

Employees

1,073 client accounts

Services offered by DAI WEALTH, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at DAI WEALTH, LLC →

Introduction

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Frequently Asked Questions

What services does John R Martin offer?

John R Martin specializes in Financial Planning, Investment Management. Contact their office in ATLANTA, Georgia for a consultation.

What are John R Martin's credentials?

John R Martin holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is John R Martin located?

John R Martin is based in ATLANTA, Georgia, working with DAI WEALTH, LLC. Their office serves clients in the ATLANTA metropolitan area and surrounding communities.

How does John R Martin charge for services?

John R Martin's firm is compensated through percentage of aum, hourly charges, subscription fees, other: referral fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is DAI WEALTH, LLC?

DAI WEALTH, LLC has approximately 28 employees and manages $153M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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