Unclaimed Profile

Joe Barrow Tracy

LAKEVIEW CAPITAL MANAGEMENT LLC·ATLANTA, Georgia

Series 7, Series 55, Series 63, Series 65Clean record21 years registeredLAKEVIEW CAPITAL MANAGEMENT LLC

75 FOURTEENTH STREET, ATLANTA, GA 30309CRD# 2302139Firm CRD# 150966

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joe Barrow Tracy · ATLANTA, GA

Registration

CRD #2302139 · LAKEVIEW CAPITAL MANAGEMENT LLC · 21 years registered

Brand Profile

Not yet started

Career History

THE FIDUCIARY ALLIANCE

Jul 2024 – present

BISON WEALTH, LLC

Feb 2014 – Aug 2024

ATLANTA, GA

CITIGROUP GLOBAL MARKETS INC.

Sep 2004 – Dec 2005

ATLANTA, GA

Registrations & Exams

FINRA examinations passed

Series 7

Series 55

Series 63

Series 65

Registration record

First registered · September 6, 2004

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LAKEVIEW CAPITAL MANAGEMENT LLC

CRD 150966 · SEC 801-70520

AUM

$70M

Regulatory assets under management

Employees

363 client accounts

Services offered by LAKEVIEW CAPITAL MANAGEMENT LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at LAKEVIEW CAPITAL MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Joe Barrow Tracy offer?

Joe Barrow Tracy specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in ATLANTA, Georgia for a consultation.

What are Joe Barrow Tracy's credentials?

Joe Barrow Tracy is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joe Barrow Tracy located?

Joe Barrow Tracy is based in ATLANTA, Georgia, working with LAKEVIEW CAPITAL MANAGEMENT LLC. Their office serves clients in the ATLANTA metropolitan area and surrounding communities.

How does Joe Barrow Tracy charge for services?

Joe Barrow Tracy's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LAKEVIEW CAPITAL MANAGEMENT LLC?

LAKEVIEW CAPITAL MANAGEMENT LLC has approximately 4 employees and manages $70M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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